Marieelena Ness has been Chief Compliance Officer of Drexel Morgan & Co. since June 2009, is not listed as a control person, but directly owns under 5% of the firm.
Drexel Morgan & Co. is a Radnor, PA firm with $607M under management, 12 clients and 2 advisers in one office, as of its August 2026 filing.
No adviser firm registrations are on Marieelena Ness’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 30 July 1993 |
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 April 1991 |
| Series 24 | General Securities Principal Examination | 23 July 1990 |
| Series 7 | General Securities Representative Examination | 21 April 1990 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 May 1989 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Marieelena Vitolo Ness
- CRD
- 1935194
- Firm
- Drexel Morgan & Co. · CRD 151053
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Marieelena Ness work?
Marieelena Ness has been Chief Compliance Officer of Drexel Morgan & Co. since June 2009.
Does Marieelena Ness have a current investment-adviser registration?
Marieelena Ness has no current investment-adviser or broker registration.
What exams has Marieelena Ness passed?
Marieelena Ness has passed 8 licensing exams: the Series 6, Series 7, Series 24, Series 63, Series 65, Series 53, Series 14 and Series 99TO. The earliest, the Series 6, was passed in May 1989. FINRA credited Marieelena Ness with the SIE, which began in October 2018.
Is Marieelena Ness registered with FINRA?
No. Marieelena Ness has no current broker registration.
How can I verify Marieelena Ness’ record?
Search CRD 1935194 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marieelena Ness’ full registration record.