Paul Novak has held the title Member at T2 Asset Management since March 2019, is not listed as a control person, but directly owns between 5% and 10% of the firm. Paul Novak holds a Bachelor's degree in Finance and Insurance from Illinois State University.
T2 Asset Management, LLC is a Naperville, IL firm with $180M under management, 560 clients and 8 advisers across 2 offices, as of its March 2026 filing.
Paul Novak is Senior Wealth Manager of T2 Asset Management, based in Naperville, IL. Before joining T2 Asset Management, he was a financial advisor with Waddell & Reed, helping clients in areas of financial planning, asset management, investment planning and retirement planning.
Paul Novak’s longest registration is the current one, 11 years at T2 Asset Management since 2015. Before joining T2 Asset Management in 2015, Paul Novak was registered through Waddell & Reed.
- T2 Asset Management, LLCCurrent– present · 11 yearsNaperville, IL · Adviser representative · Firm CRD 167714
- Waddell & Reed– · 6 yearsOrland Park, IL · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Paul Novak is registered as an investment adviser representative in Illinois, since March 2015.
- IllinoisSince 11 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 May 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 March 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 March 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Paul Edward Novak
- CRD
- 5089392
- Firm
- T2 Asset Management · CRD 167714
- Role
- Member
- Office
- 1952 MCDOWELL RD, SUITE 101, Naperville, IL 60563
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- t2assetmgmt.com
Where does Paul Novak work?
Paul Novak has held the title Member at T2 Asset Management, LLC since March 2019.
Is Paul Novak a financial advisor?
Yes. Paul Novak has a current investment-adviser registration in Illinois, through T2 Asset Management since March 2015.
How many years of experience does Paul Novak have?
Paul Novak has 18 years in the financial industry, since May 2008, across 2 adviser firms.
What exams has Paul Novak passed?
Paul Novak has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in March 2006. FINRA credited Paul Novak with the SIE, which began in October 2018.
Where is Paul Novak based?
Paul Novak’s registered office is in Naperville, IL.
Is Paul Novak registered with FINRA?
No. Paul Novak has no current broker registration.
How can I verify Paul Novak’s record?
Search CRD 5089392 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Novak’s full registration record.
