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Kenneth Tomko, portrait

Kenneth Tomko

Principal and Chief Compliance Officer. at T2 Asset Management in Naperville, IL

Investment adviser registrationUpdated

Kenneth Tomko is Principal and Chief Compliance Officer. of T2 Asset Management, LLC, an investment adviser managing $180M, and works from its Naperville, IL office. Kenneth Tomko has been registered as an investment adviser representative through T2 Asset Management since 31 May 2013, has 16 years in the industry across 4 firms and has passed the Series 7 and Series 66.

16
Years in industry
13
Years at firm
4
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Kenneth Tomko has been Principal and Chief Compliance Officer. of T2 Asset Management since June 2013, is a control person of the firm and directly owns 75% or more of it. Kenneth Tomko holds a Degree in Economics from Carnegie Mellon University.

T2 Asset Management, LLC is a Naperville, IL firm with $180M under management, 560 clients and 8 advisers across 2 offices, as of its March 2026 filing.

Ken Tomko is Managing Principal & Portfolio Manager of T2 Asset Management, based in Naperville, IL. Before founding T2 Asset Management, he spent nearly a decade as a professional trader and financial advisor.

Kenneth Tomko’s longest registration is the current one, 13 years at T2 Asset Management since 2013. Before joining T2 Asset Management in 2013, Kenneth Tomko was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Waddell & Reed, Inc.

  1. Asbury Investment Management LLC
    – · 5 years
    Oakbrook Terrace, IL · Adviser representative · Firm CRD 291990
  2. – present · 13 years
    Naperville, IL · Adviser representative · Firm CRD 167714
  3. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 2 years
    Lisle, IL · Adviser representative · Firm CRD 7691
  4. Waddell & Reed, Inc.
    – · 1 year
    Naperville, IL · Adviser representative · Firm CRD 866

Credentials and registrations

Professional designations

Listed by T2 Asset Management

  • CFA
  • CMT

Investment adviser representative registrations

Kenneth Tomko is registered as an investment adviser representative in Illinois, since May 2013.

  • IllinoisSince 31 May 2013

Examinations

Series 668 March 2010
Name
Uniform Combined State Law Examination
Series 74 February 2010
Name
General Securities Representative Examination

Key facts

Full name
Kenneth Steven Tomko
CRD
5746520
Firm
T2 Asset Management · CRD 167714
Role
Principal and Chief Compliance Officer.
Office
1952 MCDOWELL RD, SUITE 101, Naperville, IL 60563
Registration
Investment adviser registration
In the industry since
March 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Kenneth Tomko work?

Kenneth Tomko has been Principal and Chief Compliance Officer. of T2 Asset Management, LLC since June 2013, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 2 March 2026

Is Kenneth Tomko a financial advisor?

Yes. Kenneth Tomko has a current investment-adviser registration in Illinois, through T2 Asset Management since May 2013.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Kenneth Tomko have?

Kenneth Tomko has 16 years in the financial industry, since March 2010, across 4 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Kenneth Tomko passed?

Kenneth Tomko has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2010.

Source: IAPD individual record, checked 22 October 2026

Where did Kenneth Tomko work before T2 Asset Management?

Before T2 Asset Management, Kenneth Tomko was registered through Waddell & Reed, Inc., March 2010 to April 2011.

Source: IAPD individual record, checked 22 October 2026

Where is Kenneth Tomko based?

Kenneth Tomko’s registered office is in Naperville, IL.

Source: IAPD individual record, checked 22 October 2026

Is Kenneth Tomko registered with FINRA?

No. Kenneth Tomko has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

Is Kenneth Tomko a CFA charterholder?

T2 Asset Management lists Kenneth Tomko with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.

Source: Ken Tomko, CFA, CMT biography, t2assetmgmt.com

How can I verify Kenneth Tomko’s record?

Search CRD 5746520 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Tomko’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at T2 Asset Management

Sources

  1. IAPD individual record, CRD 5746520, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of T2 Asset Management, LLC, filed 2 March 2026. Title, control and ownership bands.
  3. T2 Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.