Paul Kiefer has been an investment adviser representative at Capital A Wealth Management since February 2024, and is not listed among the firm’s executive officers or direct owners.
Capital A Wealth Management, LLC is a Cranberry TWP., PA firm with $613M under management, 1,162 clients and 11 advisers across 5 offices, as of its April 2026 filing.
Paul Kiefer’s longest registration was 14 years at Sterne Agee Investment Advisor Services, Inc. (2001–2015). Before joining Capital A Wealth Management in 2024, Paul Kiefer was registered through Sa Stone Investment Advisors Inc. and Sterne Agee Investment Advisor Services, Inc.
- Capital A Wealth ManagementCurrent– present · 2 yearsCanfield, OH · Adviser representative · Firm CRD 328863
- Sa Stone Investment Advisors Inc.– · 8 yearsCanfield, OH · Adviser representative · Firm CRD 174182
- Sterne Agee Investment Advisor Services, Inc.– · 14 yearsCanfield, OH · Adviser representative · Firm CRD 7365
Investment adviser representative registrations
Paul Kiefer is registered as an investment adviser representative in Ohio, since February 2024.
- OhioSince 8 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 November 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 February 1986 |
| Series 1 | Registered Representative Examination | 14 April 1973 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Paul John Kiefer
- CRD
- 269074
- Firm
- Capital A Wealth Management · CRD 328863
- Office
- 6715 TIPPECANOE ROAD, B-201, Canfield, OH 44406
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1973
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Paul Kiefer work?
Paul Kiefer is an investment adviser representative registered through Capital A Wealth Management, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Paul Kiefer a financial advisor?
Yes. Paul Kiefer has a current investment-adviser registration in Ohio, through Capital A Wealth Management since February 2024.
How many years of experience does Paul Kiefer have?
Paul Kiefer has 53 years in the financial industry, since April 1973, across 3 adviser firms.
What exams has Paul Kiefer passed?
Paul Kiefer has passed 4 licensing exams: the Series 1, Series 63, Series 24 and Series 7TO. The earliest, the Series 1, was passed in April 1973. FINRA credited Paul Kiefer with the SIE, which began in October 2018.
Where did Paul Kiefer work before Capital A Wealth Management?
Before Capital A Wealth Management, Paul Kiefer was registered through Sa Stone Investment Advisors Inc., January 2015 to January 2024; Sterne Agee Investment Advisor Services, Inc., January 2001 to January 2015.
Where is Paul Kiefer based?
Paul Kiefer’s registered office is in Canfield, OH.
Is Paul Kiefer registered with FINRA?
Yes. Paul Kiefer has a current broker registration, under CRD 269074.
Source: FINRA BrokerCheck
How can I verify Paul Kiefer’s record?
Search CRD 269074 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Kiefer’s full registration record.