Joseph Palimino has been Managing Member of Capital A Wealth Management since September 2023, is a control person of the firm and directly owns between 5% and 10% of it.
Capital A Wealth Management, LLC is a Cranberry TWP., PA firm with $613M under management, 1,162 clients and 11 advisers across 5 offices, as of its April 2026 filing.
No adviser firm registrations are on Joseph Palimino’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 2015 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6521388
- Firm
- Capital A Wealth Management · CRD 328863
- Role
- Managing Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Palimino work?
Joseph Palimino has been Managing Member of Capital A Wealth Management, LLC since September 2023, and is a control person of the firm.
Does Joseph Palimino have a current investment-adviser registration?
Joseph Palimino has no current investment-adviser or broker registration.
What exams has Joseph Palimino passed?
Joseph Palimino has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in July 2015. FINRA credited Joseph Palimino with the SIE, which began in October 2018.
Is Joseph Palimino registered with FINRA?
No. Joseph Palimino has no current broker registration.
How can I verify Joseph Palimino’s record?
Search CRD 6521388 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Palimino’s full registration record.