Paul Fitzpatrick has been an investment adviser representative at Northeast Planning Associates since December 2023, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Paul Fitzpatrick’s longest registration is the current one, 20 years at LPL Financial LLC since 2006.
- – present · 2 yearsGardner, MA · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 20 yearsGardner, MA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Paul Fitzpatrick is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2006; the most recent is Texas, in October 2023.
- MassachusettsSince 3 May 2006
- TexasResidentSince 13 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 April 2006 |
| Series 24 | General Securities Principal Examination | 5 June 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 1986 |
| Series 7 | General Securities Representative Examination | 18 January 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Edward Fitzpatrick
- CRD
- 1416910
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 229 Parker Street, Gardner, MA 01440
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Paul Fitzpatrick work?
Paul Fitzpatrick is an investment adviser representative registered through Northeast Planning Associates, Inc. since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Paul Fitzpatrick a financial advisor?
Yes. Paul Fitzpatrick has a current investment-adviser registration in Massachusetts and Texas, through Northeast Planning Associates since December 2023.
How many years of experience does Paul Fitzpatrick have?
Paul Fitzpatrick has 40 years in the financial industry, since March 1986, across 2 adviser firms.
What exams has Paul Fitzpatrick passed?
Paul Fitzpatrick has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in January 1986. FINRA credited Paul Fitzpatrick with the SIE, which began in October 2018.
Where is Paul Fitzpatrick based?
Paul Fitzpatrick’s registered office is in Gardner, MA.
Is Paul Fitzpatrick registered with FINRA?
Yes. Paul Fitzpatrick has a current broker registration, under CRD 1416910.
Source: FINRA BrokerCheck
How can I verify Paul Fitzpatrick’s record?
Search CRD 1416910 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Fitzpatrick’s full registration record.
