Paul Dearce has been an investment adviser representative at Herbert J. Sims Capital Management since September 2021, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
- – present · 5 yearsAdviser representative · Firm CRD 134510
Investment adviser representative registrations
Paul Dearce is registered as an investment adviser representative in 2 states. Each was approved in September 2021.
- ConnecticutSince 9 September 2021
- FloridaSince 24 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 January 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 June 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 February 1988 |
| Series 7 | General Securities Representative Examination | 19 December 1987 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul John Dearce
- CRD
- 1780885
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1988
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Paul Dearce work?
Paul Dearce is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Paul Dearce a financial advisor?
Yes. Paul Dearce has a current investment-adviser registration in Connecticut and Florida, through Herbert J. Sims Capital Management since September 2021.
How many years of experience does Paul Dearce have?
Paul Dearce has 38 years in the financial industry, since April 1988, across 1 adviser firm.
What exams has Paul Dearce passed?
Paul Dearce has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 66. The earliest, the Series 7, was passed in December 1987. FINRA credited Paul Dearce with the SIE, which began in October 2018.
Is Paul Dearce registered with FINRA?
Yes. Paul Dearce has a current broker registration, under CRD 1780885.
Source: FINRA BrokerCheck
How can I verify Paul Dearce’s record?
Search CRD 1780885 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Dearce’s full registration record.
