Patrick Mauro has been President & Chief Executive Officer of Patrick Mauro Investment Advisor since August 1996, is a control person of the firm and directly owns 75% or more of it. Patrick Mauro holds a BS in Finance from the University of Illinois Chicago.
Patrick Mauro Investment Advisor, Inc. is a firm with $212M under management, 141 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Patrick Mauro is founder, President and Chief Executive Officer of Patrick Mauro Investment Advisor, Inc., based in Oak Brook, Illinois. He began his career as a stock broker for Merrill Lynch in 1968 and in 1988 joined Dean Witter, Discover & Co., where he managed accounts on a fully discretionary basis. In 1995 he became a portfolio manager with a hedge fund and then established his own firm.
- – present · 28 yearsOak Brook, IL · Adviser representative · Firm CRD 122742
Investment adviser representative registrations
Patrick Mauro is registered as an investment adviser representative in Illinois, since August 1998.
- IllinoisSince 12 August 1998
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 July 1996 |
| Series 3 | National Commodity Futures Examination | 22 July 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 March 1988 |
| Series 24 | General Securities Principal Examination | 20 July 1984 |
| Series 4 | Registered Options Principal Examination | 13 July 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Full name
- Patrick John Mauro
- CRD
- 1130227
- Firm
- Patrick Mauro Investment Advisor · CRD 122742
- Role
- President & Chief Executive Officer
- Office
- Oak Brook, IL
- Registration
- Investment adviser registration
- In the industry since
- August 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mauroinvestor.com
Where does Patrick Mauro work?
Patrick Mauro has been President & Chief Executive Officer of Patrick Mauro Investment Advisor, Inc. since August 1996, and is a control person of the firm.
Is Patrick Mauro a financial advisor?
Yes. Patrick Mauro has a current investment-adviser registration in Illinois, through Patrick Mauro Investment Advisor since August 1998.
How many years of experience does Patrick Mauro have?
Patrick Mauro has 28 years in the financial industry, since August 1998, across 1 adviser firm.
What exams has Patrick Mauro passed?
Patrick Mauro has passed 5 licensing exams: the Series 4, Series 24, Series 63, Series 3 and Series 65. The earliest, the Series 4, was passed in July 1984.
Where is Patrick Mauro based?
Patrick Mauro’s registered office is in Oak Brook, IL.
Is Patrick Mauro registered with FINRA?
No. Patrick Mauro has no current broker registration.
How can I verify Patrick Mauro’s record?
Search CRD 1130227 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Mauro’s full registration record.