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Anita Mauro

Chief Compliance Officer & Chief Operating Officer at Patrick Mauro Investment Advisor in Chicago, IL

Investment adviser registrationUpdated

Anita Mauro is Chief Compliance Officer & Chief Operating Officer of Patrick Mauro Investment Advisor, Inc., an investment adviser managing $212M, and works from its Chicago, IL office. Anita Mauro has been registered as an investment adviser representative through Patrick Mauro Investment Advisor since 16 July 2021, has 5 years in the industry across 1 firm and has passed the Series 65.

5
Years in industry
5
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Anita Mauro has been Chief Compliance Officer & Chief Operating Officer of Patrick Mauro Investment Advisor since October 2021, is not listed as a control person, but directly owns under 5% of the firm. Anita Mauro holds a Law degree from Loyola University Chicago School of Law. Anita Mauro is a graduate of degree in retail banking, BAI Graduate School of Retail Banking, University of Wisconsin-Madison. Anita Mauro studied at the University of Wisconsin – Madison.

Patrick Mauro Investment Advisor, Inc. is a firm with $212M under management, 141 clients and 2 advisers across 2 offices, as of its September 2026 filing.

Anita Mauro is Chief Operating Officer of Patrick Mauro Investment Advisor, Inc., based in Oak Brook, Illinois. She joined the firm as Chief Operating Officer in 2020 and is also its Chief Compliance Officer. Before that she was a partner at the law firm of Thompson Coburn LLP, and before becoming an attorney she was an Assistant Vice President and Director of Marketing for First Bank of Highland Park.

  1. – present · 5 years
    Chicago, IL · Adviser representative · Firm CRD 122742

Credentials and registrations

Investment adviser representative registrations

Anita Mauro is registered as an investment adviser representative in Illinois, since July 2021.

  • IllinoisSince 16 July 2021

Examinations

Series 6516 July 2021
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Anita Bryant Mauro
CRD
7375565
Role
Chief Compliance Officer & Chief Operating Officer
Office
Chicago, IL
Registration
Investment adviser registration
In the industry since
July 2021
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Anita Mauro work?

Anita Mauro has been Chief Compliance Officer & Chief Operating Officer of Patrick Mauro Investment Advisor, Inc. since October 2021.

Source: Form ADV, Schedule A, filed 11 September 2026

Is Anita Mauro a financial advisor?

Yes. Anita Mauro has a current investment-adviser registration in Illinois, through Patrick Mauro Investment Advisor since July 2021.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Anita Mauro have?

Anita Mauro has 5 years in the financial industry, since July 2021, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Anita Mauro passed?

Anita Mauro passed the Series 65 in July 2021.

Source: IAPD individual record, checked 22 October 2026

Where is Anita Mauro based?

Anita Mauro’s registered office is in Chicago, IL.

Source: IAPD individual record, checked 22 October 2026

Is Anita Mauro registered with FINRA?

No. Anita Mauro has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Anita Mauro’s record?

Search CRD 7375565 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anita Mauro’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Patrick Mauro Investment Advisor

Sources

  1. IAPD individual record, CRD 7375565, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Patrick Mauro Investment Advisor, Inc., filed 11 September 2026. Title, control and ownership bands.
  3. Patrick Mauro Investment Advisor team page. Biography, education, credentials, awards.