Patrick Gillis has been an investment adviser representative at Northeast Planning Associates since January 2014, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Patrick Gillis’ longest registration is the current one, 12 years at LPL Financial LLC since 2013. Before joining Northeast Planning Associates in 2014, Patrick Gillis was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones.
- – present · 12 yearsPortsmouth, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 12 yearsPortsmouth, NH · Adviser representative · Firm CRD 6413
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsPortsmouth, NH · Adviser representative · Firm CRD 7691
- Edward Jones– · 2 yearsGreenland, NH · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Patrick Gillis is registered as an investment adviser representative in New Hampshire, since November 2013.
- New HampshireSince 22 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 March 2008 |
| Series 7 | General Securities Representative Examination | 14 March 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick John Gillis
- CRD
- 5480614
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 278 Lafayette Road, Building E Suite 11, Portsmouth, NH 03801
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Patrick Gillis work?
Patrick Gillis is an investment adviser representative registered through Northeast Planning Associates, Inc. since January 2014, and is not listed among the firm’s executive officers or direct owners.
Is Patrick Gillis a financial advisor?
Yes. Patrick Gillis has a current investment-adviser registration in New Hampshire, through Northeast Planning Associates since January 2014.
How many years of experience does Patrick Gillis have?
Patrick Gillis has 18 years in the financial industry, since March 2008, across 4 adviser firms.
What exams has Patrick Gillis passed?
Patrick Gillis has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2008. FINRA credited Patrick Gillis with the SIE, which began in October 2018.
Where did Patrick Gillis work before Northeast Planning Associates?
Before Northeast Planning Associates, Patrick Gillis was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2010 to November 2013; Edward Jones, April 2008 to November 2010.
Where is Patrick Gillis based?
Patrick Gillis’ registered office is in Portsmouth, NH.
Is Patrick Gillis registered with FINRA?
Yes. Patrick Gillis has a current broker registration, under CRD 5480614.
Source: FINRA BrokerCheck
How can I verify Patrick Gillis’ record?
Search CRD 5480614 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Patrick Gillis’ full registration record.
