Patrick Byrne has been Managing Member and Chief Compliance Officer of Aspetuck Financial Management since July 2005, is a control person of the firm and directly owns 75% or more of it. Patrick Byrne holds an MBA from the University of Connecticut and a BBA in Finance from Baruch College.
Aspetuck Financial Management LLC is a Westport, CT firm with $178M under management, 99 clients and 1 adviser in one office, as of its February 2026 filing.
Patrick Byrne is Founder & Portfolio Strategist of Aspetuck Financial Management. He founded the firm in 2005 and has over 30 years of experience in the investment advisory business. Before founding Aspetuck, he was Chief Investment Officer for a large Investment Adviser, and from 1990-2001 he was Director of Fund Advisory Services for Neuberger & Berman Management.
Patrick Byrne’s longest registration is the current one, 21 years at Aspetuck Financial Management since 2005. Before joining Aspetuck Financial Management in 2005, Patrick Byrne was registered through Usaa Investment Management Company.
- – present · 21 yearsFairfield, CT · Adviser representative · Firm CRD 134500
- Usaa Investment Management Company– · under a yearSan Antonio, TX · Adviser representative · Firm CRD 5475
Investment adviser representative registrations
Patrick Byrne is registered as an investment adviser representative in 5 states, as a resident of Texas. The first approvals date from July 2005; the most recent is Florida, in July 2022.
- ConnecticutSince 21 July 2005
- FloridaSince 7 July 2022
- New JerseySince 10 April 2012
- New YorkSince 17 November 2021
- TexasResidentSince 23 June 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 1993 |
| Series 24 | General Securities Principal Examination | 13 December 1989 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 January 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 January 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Patrick Timothy Byrne
- CRD
- 1277801
- Firm
- Aspetuck Financial Management · CRD 134500
- Role
- Managing Member; Chief Compliance Officer
- Office
- Fairfield, CT
- Registration
- Investment adviser registration
- In the industry since
- January 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspetuckfinancial.com
Where does Patrick Byrne work?
Patrick Byrne has been Managing Member; Chief Compliance Officer of Aspetuck Financial Management LLC since July 2005, and is a control person of the firm.
Is Patrick Byrne a financial advisor?
Yes. Patrick Byrne has a current investment-adviser registration in Connecticut, Florida, New Jersey, New York and Texas, through Aspetuck Financial Management since July 2005.
How many years of experience does Patrick Byrne have?
Patrick Byrne has 21 years in the financial industry, since January 2005, across 2 adviser firms.
What exams has Patrick Byrne passed?
Patrick Byrne has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in January 1985.
Where did Patrick Byrne work before Aspetuck Financial Management?
Before Aspetuck Financial Management, Patrick Byrne was registered through Usaa Investment Management Company, September 2002 to March 2003.
Where is Patrick Byrne based?
Patrick Byrne’s registered office is in Fairfield, CT.
Is Patrick Byrne registered with FINRA?
No. Patrick Byrne has no current broker registration.
How can I verify Patrick Byrne’s record?
Search CRD 1277801 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Byrne’s full registration record.