Patrick Beresh has been Owner, Principal and Chief Compliance Officer of Beresh, Patrick Michael since November 2005, is a control person of the firm and directly owns 75% or more of it.
Beresh, Patrick Michael is a Larkspur, CA firm with $117M under management, 120 clients and 1 adviser in one office, as of its February 2026 filing.
Patrick Beresh’s longest registration is the current one, 14 years at Beresh, Patrick Michael since 2012. Before joining Beresh, Patrick Michael in 2012, Patrick Beresh was registered through Cambridge Investment Research Advisors, Inc. and Cambridge Investment Reserarch, Inc.
- Cambridge Investment Research Advisors, Inc.– · under a yearFairfield, IA · Adviser representative · Firm CRD 134139
- Cambridge Investment Reserarch, Inc.– · 3 yearsLarkspur, CA · Adviser representative · Firm CRD 39543
Investment adviser representative registrations
Patrick Beresh is registered as an investment adviser representative in California, since March 2012.
- CaliforniaSince 7 March 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 14 January 2006 |
| Series 66 | Uniform Combined State Law Examination | 12 September 1999 |
| Series 7 | General Securities Representative Examination | 16 August 1999 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Patrick Michael Beresh
- CRD
- 3113695
- Firm
- Beresh, Patrick Michael · CRD 137495
- Role
- Owner, Principal and Chief Compliance Officer
- Office
- 101 LARKSPUR LANDING CIRCLE, SUITE 200, Larkspur, CA 94939
- Registration
- Investment adviser registration
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Patrick Beresh work?
Patrick Beresh has been Owner, Principal and Chief Compliance Officer of Beresh, Patrick Michael since November 2005, and is a control person of the firm.
Is Patrick Beresh a financial advisor?
Yes. Patrick Beresh has a current investment-adviser registration in California, through Beresh, Patrick Michael since March 2012.
How many years of experience does Patrick Beresh have?
Patrick Beresh has 26 years in the financial industry, since May 2000, across 3 adviser firms.
What exams has Patrick Beresh passed?
Patrick Beresh has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in August 1999.
Where did Patrick Beresh work before Beresh, Patrick Michael?
Before Beresh, Patrick Michael, Patrick Beresh was registered through Cambridge Investment Research Advisors, Inc., March 2005 to January 2006; Cambridge Investment Reserarch, Inc., February 2002 to March 2005.
Where is Patrick Beresh based?
Patrick Beresh’s registered office is in Larkspur, CA.
Is Patrick Beresh registered with FINRA?
No. Patrick Beresh has no current broker registration.
How can I verify Patrick Beresh’s record?
Search CRD 3113695 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patrick Beresh’s full registration record.