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Patricia France

Chief Compliance Officer at Gilliland Jeter Wealth Management

No current adviser or broker registrationUpdated

Patricia France is Chief Compliance Officer of Gilliland Jeter Wealth Management, LLC, a Little Rock investment adviser managing $569M. Patricia France has passed the Series 7, Series 63, Series 9 and Series 10.

4
Licensing exams

From the IAPD record, checked 22 October 2026SEC record

Career

Patricia France has been Chief Compliance Officer of Gilliland Jeter Wealth Management since December 2022, is a control person of the firm and directly owns between 5% and 10% of it.

Gilliland Jeter Wealth Management, LLC is a Little Rock, AR firm with $569M under management, 297 clients and 3 advisers across 2 offices, as of its July 2026 filing.

No adviser firm registrations are on Patricia France’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 107 March 2006
Name
General Securities Sales Supervisor - General Module Examination
Series 97 November 2005
Name
General Securities Sales Supervisor - Options Module Examination
Series 6321 April 1995
Name
Uniform Securities Agent State Law Examination
Series 73 April 1995
Name
General Securities Representative Examination

Key facts

Full name
Patricia Rene France
CRD
1462474
Role
Chief Compliance Officer
Registration
No current adviser or broker registration
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Patricia France work?

Patricia France has been Chief Compliance Officer of Gilliland Jeter Wealth Management, LLC since December 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 July 2026

Does Patricia France have a current investment-adviser registration?

Patricia France has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 22 October 2026

What exams has Patricia France passed?

Patricia France has passed 4 licensing exams: the Series 7, Series 63, Series 9 and Series 10. The earliest, the Series 7, was passed in April 1995. FINRA credited Patricia France with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Is Patricia France registered with FINRA?

No. Patricia France has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Patricia France’s record?

Search CRD 1462474 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Patricia France’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Gilliland Jeter Wealth Management

Sources

  1. IAPD individual record, CRD 1462474, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gilliland Jeter Wealth Management, LLC, filed 16 July 2026. Title, control and ownership bands.