Joseph Gilliland has been Senior Portfolio Strategist of Gilliland Jeter Wealth Management since March 2023, is a control person of the firm and directly owns between 25% and 50% of it.
Gilliland Jeter Wealth Management, LLC is a Little Rock, AR firm with $569M under management, 297 clients and 3 advisers across 2 offices, as of its July 2026 filing.
Joseph Gilliland’s longest registration was 14 years at Raymond James & Associates, Inc. (2009–2023). Before joining Gilliland Jeter Wealth Management in 2023, Joseph Gilliland was registered through Raymond James & Associates, Inc. and Citigroup Global Markets Inc.
- – present · 3 yearsLittle Rock, AR · Adviser representative · Firm CRD 324403
- Raymond James & Associates, Inc.– · 14 yearsLittle Rock, AR · Adviser representative · Firm CRD 705
- Citigroup Global Markets Inc.– · 6 yearsLittle Rock, AR · Adviser representative · Firm CRD 7059
- Merrill Lynch Pierce Fenner & Smith Inc.– · 11 yearsLittle Rock, AR · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Joseph Gilliland is registered as an investment adviser representative in 2 states. The first approvals date from April 2023; the most recent is Texas, in June 2023.
- ArkansasSince 3 April 2023
- TexasSince 22 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 17 May 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 February 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 1985 |
| Series 7 | General Securities Representative Examination | 17 August 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joseph Clayton Gilliland
- CRD
- 1391475
- Firm
- Gilliland Jeter Wealth Management · CRD 324403
- Role
- Senior Portfolio Strategist
- Office
- 5619 R STREET, Little Rock, AR 72207
- Registration
- Investment adviser registration
- In the industry since
- August 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Gilliland work?
Joseph Gilliland has been Senior Portfolio Strategist of Gilliland Jeter Wealth Management, LLC since March 2023, and is a control person of the firm.
Is Joseph Gilliland a financial advisor?
Yes. Joseph Gilliland has a current investment-adviser registration in Arkansas and Texas, through Gilliland Jeter Wealth Management since April 2023.
How many years of experience does Joseph Gilliland have?
Joseph Gilliland has 41 years in the financial industry, since August 1985, across 4 adviser firms.
What exams has Joseph Gilliland passed?
Joseph Gilliland has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in August 1985. FINRA credited Joseph Gilliland with the SIE, which began in October 2018.
Where did Joseph Gilliland work before Gilliland Jeter Wealth Management?
Before Gilliland Jeter Wealth Management, Joseph Gilliland was registered through Citigroup Global Markets Inc., May 2002 to March 2009; Merrill Lynch Pierce Fenner & Smith Inc., January 1991 to May 2002.
Where is Joseph Gilliland based?
Joseph Gilliland’s registered office is in Little Rock, AR.
Is Joseph Gilliland registered with FINRA?
No. Joseph Gilliland has no current broker registration.
How can I verify Joseph Gilliland’s record?
Search CRD 1391475 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Gilliland’s full registration record.