Oakley Allen has been an investment adviser representative at Elevated Capital Advisors since February 2017, and is not listed among the firm’s executive officers or direct owners.
Elevated Capital Advisors, LLC is a Draper, UT firm with $499M under management, 1,007 clients and 19 advisers across 11 offices, as of its March 2026 filing.
Oakley Allen’s longest registration is the current one, 9 years at Elevated Capital Advisors since 2017. Before joining Elevated Capital Advisors in 2017, Oakley Allen was registered through Global Financial Private Capital, LLC.
- – present · 9 yearsPrairie, KS · Adviser representative · Firm CRD 226721
- Global Financial Private Capital, LLC– · 1 yearPrairie Village, KS · Adviser representative · Firm CRD 132070
Investment adviser representative registrations
Oakley Allen is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2017; the most recent is Texas, in March 2018.
- KansasSince 3 February 2017
- MissouriSince 3 February 2017
- TexasResidentSince 9 March 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 February 2015 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 April 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Oakley James Allen
- CRD
- 6304237
- Firm
- Elevated Capital Advisors · CRD 226721
- Office
- 5200 West 94th Terrace, Suite 208, Prairie, KS 66207
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Oakley Allen work?
Oakley Allen is an investment adviser representative registered through Elevated Capital Advisors, LLC since February 2017, and is not listed among the firm’s executive officers or direct owners.
Is Oakley Allen a financial advisor?
Yes. Oakley Allen has a current investment-adviser registration in Kansas, Missouri and Texas, through Elevated Capital Advisors since February 2017.
How many years of experience does Oakley Allen have?
Oakley Allen has 12 years in the financial industry, since June 2014, across 2 adviser firms.
What exams has Oakley Allen passed?
Oakley Allen has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in April 2014. FINRA credited Oakley Allen with the SIE, which began in October 2018.
Where did Oakley Allen work before Elevated Capital Advisors?
Before Elevated Capital Advisors, Oakley Allen was registered through Global Financial Private Capital, LLC, April 2015 to February 2017.
Where is Oakley Allen based?
Oakley Allen’s registered office is in Prairie, KS.
Is Oakley Allen registered with FINRA?
No. Oakley Allen has no current broker registration.
How can I verify Oakley Allen’s record?
Search CRD 6304237 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Oakley Allen’s full registration record.
