Sean Lee has been Managing Member/Owner of Elevated Capital Advisors since May 2015, is a control person of the firm and directly owns between 50% and 75% of it.
Elevated Capital Advisors, LLC is a Draper, UT firm with $499M under management, 1,007 clients and 19 advisers across 11 offices, as of its March 2026 filing.
Sean Lee is Co Founder of Elevated Capital Advisors. Since 2002, he has helped families reach and maintain their financial goals, focusing on the fundamentals with a practical and personal approach. He has been featured in The Wall Street Journal’s Market Watch, The Deseret News, The Salt Lake Tribune and USA Today.
Sean Lee’s longest registration is the current one, 11 years at Elevated Capital Advisors since 2015. Before joining Elevated Capital Advisors in 2015, Sean Lee was registered through Global Financial Private Capital, LLC and Brokers International Financial Services, LLC.
- – present · 11 yearsDraper, UT · Adviser representative · Firm CRD 226721
- Global Financial Private Capital, LLC– · 5 yearsMurray, UT · Adviser representative · Firm CRD 132070
- Brokers International Financial Services, LLC– · 2 yearsCottonwood Heights, UT · Adviser representative · Firm CRD 139627
Investment adviser representative registrations
Sean Lee is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2015; the most recent is Texas, in April 2022.
- TexasResidentSince 6 April 2022
- UtahSince 31 August 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 29 September 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 December 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 May 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 May 2003 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sean Patrick Lee
- CRD
- 4529904
- Firm
- Elevated Capital Advisors · CRD 226721
- Role
- Managing Member/Owner
- Office
- 11925 SOUTH 700 EAST, Draper, UT 84020
- Registration
- Investment adviser registration
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- elevateyourplanning.com
Where does Sean Lee work?
Sean Lee has been Managing Member/Owner of Elevated Capital Advisors, LLC since May 2015, and is a control person of the firm.
Is Sean Lee a financial advisor?
Yes. Sean Lee has a current investment-adviser registration in Texas and Utah, through Elevated Capital Advisors since August 2015.
How many years of experience does Sean Lee have?
Sean Lee has 18 years in the financial industry, since February 2008, across 3 adviser firms.
What exams has Sean Lee passed?
Sean Lee has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 26. The earliest, the Series 6, was passed in May 2003.
Where did Sean Lee work before Elevated Capital Advisors?
Before Elevated Capital Advisors, Sean Lee was registered through Global Financial Private Capital, LLC, August 2010 to August 2015; Brokers International Financial Services, LLC, February 2008 to August 2010.
Where is Sean Lee based?
Sean Lee’s registered office is in Draper, UT.
Is Sean Lee registered with FINRA?
No. Sean Lee has no current broker registration.
How can I verify Sean Lee’s record?
Search CRD 4529904 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Lee’s full registration record.
