Niva WealthLet’s talk

Nimish Bhatt

Chief Financial Officer and Treasurer at Thornburg Investment Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Nimish Bhatt is Chief Financial Officer and Treasurer of Thornburg Investment Management Inc, a Santa Fe investment adviser managing $54.5B. Nimish Bhatt has a current broker registration and no current investment-adviser registration and has passed the Series 99, Series 27 and SIE.

Role at Thornburg Investment Management

Title on Schedule A
Chief Financial Officer and Treasurer
Control
Nimish Bhatt is a control person of Thornburg Investment Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Nimish Bhatt has held the filed role since August 2016.

The firm

Thornburg Investment Management Inc
Santa Fe, NM

Form ADV filed 27 March 2026

$54.5B AUM635 clients40 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 27 · 2017
  3. Passed Series 99 · 2013

Registrations and exams

Broker registration; no current adviser registration. Nimish Bhatt has passed 3 qualifying exams.

Examinations

Series 2720 March 2017
Name
Financial and Operations Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 9930 July 2013
Name
Operations Professional Examination

Individual record

Full name
Nimish Sanjay Bhatt
CRD
2789977
Firm
Thornburg Investment Management Inc
Registration status
Broker registration; no current adviser registration
Firm bio
thornburg.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Nimish Bhatt is managing director, chief financial officer and treasurer with Thornburg Investment Management. Official firm biography

Education

  • He holds a Bachelor of Commerce and Bachelor of Law from Gujarat University and an MBA from The Ohio State University.Official firm biography

Common questions

Where does Nimish Bhatt work?

Nimish Bhatt has been Chief Financial Officer and Treasurer of Thornburg Investment Management Inc since August 2016, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Does Nimish Bhatt have a current investment-adviser registration?

Nimish Bhatt has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Nimish Bhatt passed?

Nimish Bhatt has passed 3 licensing exams: the Series 99, Series 27 and SIE. The earliest, the Series 99, was passed in July 2013.

Source: IAPD individual record, checked 17 October 2026

Leadership at Thornburg Investment Management

Sources

  1. IAPD individual record, CRD 2789977. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Thornburg Investment Management Inc, filed 27 March 2026. Title, control and ownership bands.
  3. Thornburg Investment Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Nimish Bhatt or Thornburg Investment Management Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.