Niko Puritz has been an investment adviser representative at Ascentis Wealth Management since June 2026, and is not listed among the firm’s executive officers or direct owners.
Ascentis Wealth Management, LLC is a Dallas, TX firm with $596M under management, 259 clients and 5 advisers in one office, as of its May 2026 filing.
Niko Puritz’s longest registration was 4 years at Fidelity Personal and Workplace Advisors (2020–2025). Before joining Ascentis Wealth Management in 2026, Niko Puritz was registered through Advisory Services Network and Veracity Capital LLC.
- – present · under a yearDallas, TX · Adviser representative · Firm CRD 330923
- Advisory Services Network– · under a yearDallas, TX · Adviser representative · Firm CRD 146051
- Veracity Capital LLC– · under a yearFrisco, TX · Adviser representative · Firm CRD 304272
- Fidelity Personal and Workplace Advisors– · 4 yearsCoral Gables, FL · Adviser representative · Firm CRD 288590
- Fidelity Personal and Workplace Advisors– · under a yearCoral Gables, FL · Adviser representative · Firm CRD 288590
Investment adviser representative registrations
Niko Puritz is registered as an investment adviser representative in Texas, since June 2026.
- TexasSince 24 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 4 October 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 March 2019 |
| Series 7TO | General Securities Representative Examination | 4 February 2019 |
| SIE | Securities Industry Essentials Examination | 4 January 2019 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Niko Stone Puritz
- CRD
- 7045394
- Firm
- Ascentis Wealth Management · CRD 330923
- Office
- 5001 SPRING VALLEY RD, SUITE 810W, Dallas, TX 75244
- Registration
- Investment adviser registration
- In the industry since
- March 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Niko Puritz work?
Niko Puritz is an investment adviser representative registered through Ascentis Wealth Management, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Niko Puritz a financial advisor?
Yes. Niko Puritz has a current investment-adviser registration in Texas, through Ascentis Wealth Management since June 2026.
How many years of experience does Niko Puritz have?
Niko Puritz has 7 years in the financial industry, since March 2019, across 4 adviser firms.
What exams has Niko Puritz passed?
Niko Puritz has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in January 2019.
Where did Niko Puritz work before Ascentis Wealth Management?
Before Ascentis Wealth Management, Niko Puritz was registered through Veracity Capital LLC, February 2025 to January 2026; Fidelity Personal and Workplace Advisors, September 2020 to January 2025; Fidelity Personal and Workplace Advisors, October 2019 to August 2020.
Where is Niko Puritz based?
Niko Puritz’s registered office is in Dallas, TX.
Is Niko Puritz registered with FINRA?
No. Niko Puritz has no current broker registration.
How can I verify Niko Puritz’s record?
Search CRD 7045394 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Niko Puritz’s full registration record.
- Michael MansurPresident
- Matthew ReynoldsChief Compliance Officer
- Catherine BaileyDirector
- Clinton SorensonChief Investment Officer