Catherine Bailey has been Director of Ascentis Wealth Management since January 2026, is not listed as a control person, but directly owns under 5% of the firm.
Ascentis Wealth Management, LLC is a Dallas, TX firm with $596M under management, 259 clients and 5 advisers in one office, as of its May 2026 filing.
Catherine Bailey’s longest registration was 4 years at Org Partners (2021–2026).
- Ascentis Independent Advisors, LLCAlso current– present · 1 yearDallas, TX · Adviser representative · Firm CRD 322879
- Ascentis Asset Management, LLCAlso current– present · 1 yearDallas, TX · Adviser representative · Firm CRD 318126
- Org Partners– · 4 yearsDallas, TX · Adviser representative · Firm CRD 312728
- Castleview Partners, LLC– · 3 yearsDallas, TX · Adviser representative · Firm CRD 281410
- TD Ameritrade, Inc.– · 2 yearsFT. Worth, TX · Adviser representative · Firm CRD 7870
- Argentus Advisors, LLC– · under a yearDallas, TX · Adviser representative · Firm CRD 116083
- Summitalliance Advisors, L.L.C.– · 2 yearsGig Harbor, WA · Adviser representative · Firm CRD 116083
Investment adviser representative registrations
Catherine Bailey is registered as an investment adviser representative in Texas, since September 2025.
- TexasSince 7 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 July 2008 |
| Series 55 | Limited Representative-Equity Trader Exam | 17 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 January 1991 |
| Series 7 | General Securities Representative Examination | 18 December 1990 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Catherine Gaynell Bailey
- CRD
- 1121134
- Firm
- Ascentis Wealth Management · CRD 330923
- Role
- Director
- Registration
- Investment adviser registration
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Bailey work?
Catherine Bailey has been Director of Ascentis Wealth Management, LLC since January 2026.
Is Catherine Bailey a financial advisor?
Yes. Catherine Bailey has a current investment-adviser registration in Texas.
How many years of experience does Catherine Bailey have?
Catherine Bailey has 13 years in the financial industry, since March 2013, across 6 adviser firms.
What exams has Catherine Bailey passed?
Catherine Bailey has passed 4 licensing exams: the Series 7, Series 63, Series 55 and Series 66. The earliest, the Series 7, was passed in December 1990. FINRA credited Catherine Bailey with the SIE, which began in October 2018.
Where was Catherine Bailey previously registered as an investment adviser?
Catherine Bailey has past investment-adviser registrations through Org Partners, October 2021 to January 2026; Castleview Partners, LLC, December 2017 to March 2021; TD Ameritrade, Inc., July 2013 to November 2015; Argentus Advisors, LLC, January 2013 to June 2013; Summitalliance Advisors, L.L.C., July 2008 to March 2011, across 6 firms.
Is Catherine Bailey registered with FINRA?
No. Catherine Bailey has no current broker registration.
How can I verify Catherine Bailey’s record?
Search CRD 1121134 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Bailey’s full registration record.
- Michael MansurPresident
- Matthew ReynoldsChief Compliance Officer
- Clinton SorensonChief Investment Officer