Nikki Foley has been Chief Marketing Officer/Managing Member of Paladin Wealth since April 2017, is not listed as a control person, but directly owns between 25% and 50% of the firm. Nikki Foley holds a Master of Science in Management from Regis University. Nikki Foley studied at Washburn University.
Paladin Wealth, LLC is an Arden Hills, MN firm with $217M under management, 518 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Nikki Foley is Owner and Investment Advisor Representative, Licensed Agent of Paladin Financial. She is co-owner of the firm and has over 20 years of experience in the financial services industry, focusing on support related to Medicare products and services. She also supports marketing, communications, business development and legal matters.
Nikki Foley’s longest registration is the current one, 2 years at Paladin Capital since 2024.
- Paladin CapitalAlso current– present · 2 yearsArden Hills, MN · Adviser representative · Firm CRD 288037
- Paladin FinancialCurrent– present · 2 yearsArden Hills, MN · Adviser representative · Firm CRD 288387
Investment adviser representative registrations
Nikki Foley is registered as an investment adviser representative in 3 states. Each was approved in October 2024.
- KansasSince 11 October 2024
- MinnesotaSince 11 October 2024
- TexasSince 11 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 20 September 2023 |
| SIE | Securities Industry Essentials Examination | 2 June 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nikki Lynn Foley
- CRD
- 6784833
- Firm
- Paladin Wealth · CRD 288387
- Role
- Chief Marketing Officer/Managing Member
- Office
- 4105 LEXINGTON AVENUE NORTH,, SUITE 230, Arden Hills, MN 55126
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- paladinfinancial.com
Where does Nikki Foley work?
Nikki Foley has been Chief Marketing Officer/Managing Member of Paladin Wealth, LLC since April 2017.
Is Nikki Foley a financial advisor?
Yes. Nikki Foley has a current investment-adviser registration in Kansas, Minnesota and Texas, through Paladin Wealth since October 2024.
How many years of experience does Nikki Foley have?
Nikki Foley has 3 years in the financial industry, since September 2023, across 2 adviser firms.
What exams has Nikki Foley passed?
Nikki Foley has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2023.
Where is Nikki Foley based?
Nikki Foley’s registered office is in Arden Hills, MN.
Is Nikki Foley registered with FINRA?
Yes. Nikki Foley has a current broker registration, under CRD 6784833.
Source: FINRA BrokerCheck
How can I verify Nikki Foley’s record?
Search CRD 6784833 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nikki Foley’s full registration record.