Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 3 March 2025
- Officer or owner
- Nicole Amore is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Nicole Amore has been registered through Parallel Advisors since March 2025, and before that through Falcon Wealth Planning, E*trade Capital Management, E*trade Securities, Morgan Stanley and Morgan Stanley.
- Parallel Advisors, LLCCurrent– present · 2 yearsWood Dale, IL · Adviser representative · Firm CRD 140800
- Falcon Wealth Planning, Inc.– · 2 yearsOakbrook Terrace, IL · Adviser representative · Firm CRD 174092
- Passed SIE · 2018
- E*trade Capital Management, LLC– · 4 yearsChicago, IL · Adviser representative · Firm CRD 42159
- E*trade Securities LLC– · 4 yearsChicago, IL · Adviser representative and broker · Firm CRD 29106
- Passed Series 31 · 2017
- Morgan Stanley– · 2 yearsOak Brook, IL · Adviser representative · Firm CRD 149777
- Passed Series 7 and Series 66 · 2016
- Morgan Stanley– · 2 yearsOak Brook, IL · Adviser representative and broker · Firm CRD 149777
Registrations and exams
Nicole Amore is registered as an investment adviser representative in Illinois and Texas and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Illinois | Investment adviser representative | Approved | 3 March 2025 |
| Texas | Investment adviser representative | Approved | 3 March 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 August 2016 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 31 | Futures Managed Funds Examination | 30 January 2017 |
| Series 7 | General Securities Representative Examination | 25 July 2016 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Nicole Marie Amore
- CRD
- 6648578
- Registered in
- Illinois, Texas
- Office
- Wood Dale, IL
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Nicole Amore work?
Nicole Amore is an investment adviser representative registered through Parallel Advisors, LLC since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicole Amore a financial advisor?
Yes. Nicole Amore is registered as an investment adviser representative in Illinois and Texas, through Parallel Advisors since March 2025, as of 14 October 2026.
How many years of experience does Nicole Amore have?
Nicole Amore has worked in the financial industry for 10 years as of 14 October 2026, counted from 27 July 2016, across 6 adviser firms.
What exams has Nicole Amore passed?
Nicole Amore has passed 4 licensing exams: the Series 7, Series 66, Series 31 and SIE. The earliest, the Series 7, was passed in July 2016.
Where did Nicole Amore work before Parallel Advisors?
Before Parallel Advisors, Nicole Amore was registered through Falcon Wealth Planning, Inc., January 2023 to March 2025; E*trade Capital Management, LLC, September 2018 to January 2023; E*trade Securities LLC, September 2018 to January 2023; Morgan Stanley, August 2016 to September 2018; Morgan Stanley, July 2016 to September 2018.
Where is Nicole Amore based?
Nicole Amore’s registered office is in Wood Dale, IL.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer