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Nicolas Medina

Chief Compliance Officer and Assistant Secretary at Gallagher Fiduciary Advisors

Broker registration; no current adviser registration

Nicolas Medina is Chief Compliance Officer and Assistant Secretary of Gallagher Fiduciary Advisors, LLC, a Rolling Meadows investment adviser managing $195B. Nicolas Medina has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

5
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Nicolas Medina has been Chief Compliance Officer and Assistant Secretary of Gallagher Fiduciary Advisors since April 2024. Nicolas Medina is a control person of the firm and directly owns under 5% of it.

Gallagher Fiduciary Advisors, LLC is a Rolling Meadows, IL firm with $195B under management, 6,120 clients and 218 advisers across 37 offices, as of its September 2026 filing.

No adviser firm registrations are on Nicolas Medina’s record.

Credentials and registrations

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 2429 July 2002
Name
General Securities Principal Examination
Series 6317 July 2002
Name
Uniform Securities Agent State Law Examination
Series 729 April 2002
Name
General Securities Representative Examination

Individual record

Full name
Nicolas Ettore Medina
CRD
2413385

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Nicolas Medina work?

Nicolas Medina has been Chief Compliance Officer and Assistant Secretary of Gallagher Fiduciary Advisors, LLC since April 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Nicolas Medina have a current investment-adviser registration?

Nicolas Medina has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Nicolas Medina passed?

Nicolas Medina has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 14 and Series 99TO. The earliest, the Series 7, was passed in April 2002. FINRA credited Nicolas Medina with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Gallagher Fiduciary Advisors

Sources

  1. IAPD individual record, CRD 2413385. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Gallagher Fiduciary Advisors, LLC, filed 28 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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