Nickolas Roeder has been an investment adviser representative at CIG Asset Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Cig Asset Management, Inc. is a Southfield, MI firm with $192M under management, 158 clients and 5 advisers in one office, as of its March 2026 filing.
Nickolas Roeder’s longest registration was 5 years at Fidelity Personal and Workplace Advisors (2018–2024). Before joining CIG Asset Management in 2026, Nickolas Roeder was registered through Fidelity Personal and Workplace Advisors and Strategic Advisers LLC.
- Cig Asset Management, Inc.Current– present · under a yearSouthfield, MI · Adviser representative · Firm CRD 123609
- Fidelity Personal and Workplace Advisors– · 5 yearsBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · under a yearFarmington, MI · Adviser representative · Firm CRD 104555
- Scottrade Investment Management– · under a yearSaint Louis, MO · Adviser representative · Firm CRD 169988
- Edward Jones– · under a yearSouthfield, MI · Adviser representative · Firm CRD 250
- Axa Advisors, LLC– · under a yearTroy, MI · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Nickolas Roeder is registered as an investment adviser representative in Michigan, since March 2026.
- MichiganSince 10 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 January 2014 |
| Series 7 | General Securities Representative Examination | 13 November 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nickolas Ray Roeder
- CRD
- 6183264
- Firm
- CIG Asset Management · CRD 123609
- Office
- ONE TOWNE SQUARE, SUITE 1850, Southfield, MI 48076
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nickolas Roeder work?
Nickolas Roeder is an investment adviser representative registered through Cig Asset Management, Inc. since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nickolas Roeder a financial advisor?
Yes. Nickolas Roeder has a current investment-adviser registration in Michigan, through CIG Asset Management since March 2026.
How many years of experience does Nickolas Roeder have?
Nickolas Roeder has 12 years in the financial industry, since June 2014, across 6 adviser firms.
What exams has Nickolas Roeder passed?
Nickolas Roeder has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2013. FINRA credited Nickolas Roeder with the SIE, which began in October 2018.
Where did Nickolas Roeder work before CIG Asset Management?
Before CIG Asset Management, Nickolas Roeder was registered through Fidelity Personal and Workplace Advisors, July 2018 to March 2024; Strategic Advisers LLC, August 2017 to July 2018; Scottrade Investment Management, January 2017 to July 2017; Edward Jones, March 2015 to August 2015; Axa Advisors, LLC, January 2014 to January 2015.
Where is Nickolas Roeder based?
Nickolas Roeder’s registered office is in Southfield, MI.
Is Nickolas Roeder registered with FINRA?
Yes. Nickolas Roeder has a current broker registration, under CRD 6183264.
Source: FINRA BrokerCheck
How can I verify Nickolas Roeder’s record?
Search CRD 6183264 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nickolas Roeder’s full registration record.
