Kenneth Chaput has been Chief Compliance Officer of CIG Asset Management since December 2013, is a control person of the firm and directly owns under 5% of it.
Cig Asset Management, Inc. is a Southfield, MI firm with $192M under management, 158 clients and 5 advisers in one office, as of its March 2026 filing.
Kenneth Chaput’s longest registration was 12 years at Cig Asset Management, Inc. (2013–2025). Before joining CIG Asset Management in 2026, Kenneth Chaput was registered through Northstar Financial Partners, Inc.
- Cig Asset Management, Inc.Current– present · under a yearSouthfield, MI · Adviser representative · Firm CRD 123609
- Northstar Financial Partners, Inc.– · 2 yearsTroy, MI · Adviser representative · Firm CRD 107708
Investment adviser representative registrations
Kenneth Chaput is registered as an investment adviser representative in Michigan, since June 2026.
- MichiganSince 30 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 June 2011 |
| Series 24 | General Securities Principal Examination | 30 January 2001 |
| Series 27 | Financial and Operations Principal Examination | 16 August 2000 |
| Series 53 | Municipal Securities Principal Examination | 11 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 July 1994 |
| Series 7 | General Securities Representative Examination | 1 July 1994 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Gerard Chaput
- CRD
- 2504848
- Firm
- CIG Asset Management · CRD 123609
- Role
- Chief Compliance Officer
- Office
- ONE TOWNE SQUARE, SUITE 1850, Southfield, MI 48076
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kenneth Chaput work?
Kenneth Chaput has been Chief Compliance Officer of Cig Asset Management, Inc. since December 2013, and is a control person of the firm.
Is Kenneth Chaput a financial advisor?
Yes. Kenneth Chaput has a current investment-adviser registration in Michigan, through CIG Asset Management since June 2026.
How many years of experience does Kenneth Chaput have?
Kenneth Chaput has 32 years in the financial industry, since September 1994, across 2 adviser firms.
What exams has Kenneth Chaput passed?
Kenneth Chaput has passed 9 licensing exams: the Series 7, Series 63, Series 53, Series 27, Series 24, Series 66, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in July 1994. FINRA credited Kenneth Chaput with the SIE, which began in October 2018.
Where did Kenneth Chaput work before CIG Asset Management?
Before CIG Asset Management, Kenneth Chaput was registered through Northstar Financial Partners, Inc., June 2011 to December 2013.
Where is Kenneth Chaput based?
Kenneth Chaput’s registered office is in Southfield, MI.
Is Kenneth Chaput registered with FINRA?
Yes. Kenneth Chaput has a current broker registration, under CRD 2504848.
Source: FINRA BrokerCheck
How can I verify Kenneth Chaput’s record?
Search CRD 2504848 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kenneth Chaput’s full registration record.
