Nicholas Wolf has been an investment adviser representative at Forefront Wealth Partners since April 2024, and is not listed among the firm’s executive officers or direct owners. Nicholas Wolf holds a Bachelor's degree in Finance from the University of Wisconsin-Milwaukee.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
Nick Wolf is Wealth CFO and Exit Planner at Forefront Wealth Partners. He guides clients through planning topics including business exit and transition, tax, estate, charitable, insurance, retirement, budgeting, lending, cash and investment management. His national practice primarily focuses on families and individuals, including business owners, executives, empowered women and next-gen.
Nicholas Wolf’s longest registration was 3 years at Morgan Stanley (2017–2020). Before joining Forefront Wealth Partners in 2024, Nicholas Wolf was registered through Manhattan West Asset Management, LLC and Key Investment Services LLC.
- Manhattan West Asset Management, LLC– · under a yearLos Angeles, CA · Adviser representative · Firm CRD 283630
- Key Investment Services LLC– · under a yearBrooklyn, OH · Adviser representative · Firm CRD 136300
- Morgan Stanley– · 3 yearsBeverly Hills, CA · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · under a yearBeverly Hills, CA · Adviser representative · Firm CRD 7059
- J.P. Morgan Securities LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 79
Professional designations
Listed by Forefront Wealth Partners
- CFP®
Investment adviser representative registrations
Nicholas Wolf is registered as an investment adviser representative in 3 states. Each was approved in April 2024.
- CaliforniaSince 10 April 2024
- WashingtonSince 9 April 2024
- WisconsinSince 9 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 13 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2014 |
| Series 7 | General Securities Representative Examination | 20 October 2014 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas James Wolf
- CRD
- 6384735
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Woodland Hills, CA
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forefrontwealthpartners.com
Where does Nicholas Wolf work?
Nicholas Wolf is an investment adviser representative registered through Forefront Wealth Partners, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Wolf a financial advisor?
Yes. Nicholas Wolf has a current investment-adviser registration in California, Washington and Wisconsin, through Forefront Wealth Partners since April 2024.
How many years of experience does Nicholas Wolf have?
Nicholas Wolf has 9 years in the financial industry, since November 2016, across 6 adviser firms.
What exams has Nicholas Wolf passed?
Nicholas Wolf has passed 3 licensing exams: the Series 7, Series 66 and Series 7TO. The earliest, the Series 7, was passed in October 2014. FINRA credited Nicholas Wolf with the SIE, which began in October 2018.
Where did Nicholas Wolf work before Forefront Wealth Partners?
Before Forefront Wealth Partners, Nicholas Wolf was registered through Key Investment Services LLC, November 2022 to June 2023; Morgan Stanley, July 2017 to December 2020; Citigroup Global Markets Inc., September 2016 to June 2017; J.P. Morgan Securities LLC, January 2015 to August 2016.
Where is Nicholas Wolf based?
Nicholas Wolf’s registered office is in Woodland Hills, CA.
Is Nicholas Wolf registered with FINRA?
No. Nicholas Wolf has no current broker registration.
Is Nicholas Wolf a CFP?
Forefront Wealth Partners lists Nicholas Wolf with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Wolf’s record?
Search CRD 6384735 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Wolf’s full registration record.
