Nicholas Waller has been an investment adviser representative at Wealth Advisors of Iowa since September 2026, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisors of Iowa, LLC is a West Des Moines, IA firm with $539M under management, 550 clients and 4 advisers in one office, as of its March 2026 filing.
- Wealth Advisors of Iowa, LLCCurrent– present · under a yearWest Des Moines, IA · Adviser representative · Firm CRD 115088
Investment adviser representative registrations
Nicholas Waller is registered as an investment adviser representative in Iowa, since September 2026.
- IowaSince 2 September 2026
Examinations
No examinations are on Nicholas Waller’s record.
- CRD
- 7128615
- Firm
- Wealth Advisors of Iowa · CRD 115088
- Office
- 1601 WEST LAKES PARKWAY, SUITE 200, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- September 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Waller work?
Nicholas Waller is an investment adviser representative registered through Wealth Advisors of Iowa, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Waller a financial advisor?
Yes. Nicholas Waller has a current investment-adviser registration in Iowa, through Wealth Advisors of Iowa since September 2026.
How many years of experience does Nicholas Waller have?
Nicholas Waller has 0 years in the financial industry, since September 2026, across 1 adviser firm.
Where is Nicholas Waller based?
Nicholas Waller’s registered office is in West Des Moines, IA.
Is Nicholas Waller registered with FINRA?
No. Nicholas Waller has no current broker registration.
How can I verify Nicholas Waller’s record?
Search CRD 7128615 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Waller’s full registration record.
