Nicholas Walker has been an investment adviser representative at Walker Financial Advisors, Inc. Dba California 457 Benefits since February 2022, and is not listed among the firm’s executive officers or direct owners. Nicholas Walker holds a Bachelor of Business Marketing from Texas State University.
Walker Financial Advisors, Inc. Dba California 457 Benefits is a Mission Viejo, CA firm with $233M under management, 178 clients and 3 advisers in one office, as of its March 2026 filing.
Nick Walker is Investment Advisor Representative of Walker Financial Advisors, Inc., based in Mission Viejo, California. He joined the firm in January 2022, assists in administration and operation of the firm, and oversees the 457 deferred compensation account. He previously worked for a mortgage loan originator.
- – present · 4 yearsMission Viejo, CA · Adviser representative · Firm CRD 106268
Professional designations
Listed by Walker Financial Advisors, Inc. Dba California 457 Benefits
- CFP®
Investment adviser representative registrations
Nicholas Walker is registered as an investment adviser representative in California, since February 2022.
- CaliforniaSince 6 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 January 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Alan Walker
- CRD
- 7500533
- Firm
- Walker Financial Advisors, Inc. Dba California 457 Benefits · CRD 106268
- Office
- 27201 PUERTA REAL, SUITE 465, Mission Viejo, CA 92691
- Registration
- Investment adviser registration
- In the industry since
- February 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- walkerfinancial.com
Where does Nicholas Walker work?
Nicholas Walker is an investment adviser representative registered through Walker Financial Advisors, Inc. Dba California 457 Benefits since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Walker a financial advisor?
Yes. Nicholas Walker has a current investment-adviser registration in California, through Walker Financial Advisors, Inc. Dba California 457 Benefits since February 2022.
How many years of experience does Nicholas Walker have?
Nicholas Walker has 4 years in the financial industry, since February 2022, across 1 adviser firm.
What exams has Nicholas Walker passed?
Nicholas Walker passed the Series 65 in January 2022.
Where is Nicholas Walker based?
Nicholas Walker’s registered office is in Mission Viejo, CA.
Is Nicholas Walker registered with FINRA?
No. Nicholas Walker has no current broker registration.
Is Nicholas Walker a CFP?
Walker Financial Advisors, Inc. Dba California 457 Benefits lists Nicholas Walker with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Walker’s record?
Search CRD 7500533 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Walker’s full registration record.
