Nicholas Sullivan has been an investment adviser representative at KFA Private Wealth Group since October 2022, and is not listed among the firm’s executive officers or direct owners.
Kfa Private Wealth Group, LLC is a Tyson, VA firm with $830M under management, 823 clients and 11 advisers in one office, as of its March 2026 filing.
Nicholas Sullivan’s longest registration was 4 years at Prairieview Partners, LLC (2016–2021). Before joining KFA Private Wealth Group in 2022, Nicholas Sullivan was registered through Facet Wealth, Inc and Prairieview Partners, LLC.
- – present · 4 yearsCranford, NJ · Adviser representative · Firm CRD 281678
- Facet Wealth, Inc– · 1 yearMinneapolis, MN · Adviser representative · Firm CRD 285961
- Prairieview Partners, LLC– · 4 yearsSt. Paul, MN · Adviser representative · Firm CRD 145743
- All Star Financial Inc– · under a yearMinneapolis, MN · Adviser representative · Firm CRD 110718
- Vanguard Advisers Inc– · 1 yearMalvern, PA · Adviser representative · Firm CRD 106715
Investment adviser representative registrations
Nicholas Sullivan is registered as an investment adviser representative in 2 states. The first approvals date from November 2022; the most recent is New Jersey, in June 2023.
- New JerseySince 30 June 2023
- PennsylvaniaSince 10 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 February 2013 |
| Series 7 | General Securities Representative Examination | 4 February 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Timothy Sullivan
- CRD
- 6151347
- Firm
- KFA Private Wealth Group · CRD 281678
- Office
- Cranford, NJ
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Sullivan work?
Nicholas Sullivan is an investment adviser representative registered through Kfa Private Wealth Group, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Sullivan a financial advisor?
Yes. Nicholas Sullivan has a current investment-adviser registration in New Jersey and Pennsylvania, through KFA Private Wealth Group since October 2022.
How many years of experience does Nicholas Sullivan have?
Nicholas Sullivan has 11 years in the financial industry, since October 2014, across 5 adviser firms.
What exams has Nicholas Sullivan passed?
Nicholas Sullivan has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 2013. FINRA credited Nicholas Sullivan with the SIE, which began in October 2018.
Where did Nicholas Sullivan work before KFA Private Wealth Group?
Before KFA Private Wealth Group, Nicholas Sullivan was registered through Facet Wealth, Inc, December 2020 to September 2022; Prairieview Partners, LLC, December 2016 to April 2021; All Star Financial Inc, January 2016 to November 2016; Vanguard Advisers Inc, August 2014 to November 2015.
Where is Nicholas Sullivan based?
Nicholas Sullivan’s registered office is in Cranford, NJ.
Is Nicholas Sullivan registered with FINRA?
No. Nicholas Sullivan has no current broker registration.
How can I verify Nicholas Sullivan’s record?
Search CRD 6151347 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Sullivan’s full registration record.
