John Fennig has been Managing Member & Chief Compliance Officer of KFA Private Wealth Group since March 2022, is a control person of the firm and directly owns 75% or more of it. John Fennig holds a Bachelor of Arts in Economics from the University of North Carolina – Chapel Hill.
Kfa Private Wealth Group, LLC is a Tyson, VA firm with $830M under management, 823 clients and 11 advisers in one office, as of its March 2026 filing.
John Fennig is Founder + Private Wealth Advisor and Head of Tax & Accounting of KFA Private Wealth Group, based in Tysons, Virginia. He began his career at American Express Financial Advisors, first as an advisor and then as advisor coach and district manager. In 2008 he moved from leadership to franchise owner at Ameriprise Financial Services.
John Fennig’s longest registration was 13 years at Ameriprise Financial Services, Inc. (2002–2015). Before joining KFA Private Wealth Group in 2015, John Fennig was registered through Ameriprise Financial Services, Inc.
- – present · 10 yearsTyson, VA · Adviser representative · Firm CRD 281678
- Ameriprise Financial Services, Inc.– · 13 yearsVienna, VA · Adviser representative · Firm CRD 6363
Professional designations
Listed by KFA Private Wealth Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
John Fennig is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2015.
- TexasResidentSince 29 October 2015
- VirginiaSince 29 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 August 2002 |
| Series 7 | General Securities Representative Examination | 8 August 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Robert Fennig
- CRD
- 4534256
- Firm
- KFA Private Wealth Group · CRD 281678
- Role
- Managing Member & Chief Compliance Officer
- Office
- 8350 BROAD ST., SUITE 220, Tyson, VA 22102-5151
- Registration
- Investment adviser registration
- In the industry since
- August 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- kfapwg.com
Where does John Fennig work?
John Fennig has been Managing Member & Chief Compliance Officer of Kfa Private Wealth Group, LLC since March 2022, and is a control person of the firm.
Is John Fennig a financial advisor?
Yes. John Fennig has a current investment-adviser registration in Texas and Virginia, through KFA Private Wealth Group since October 2015.
How many years of experience does John Fennig have?
John Fennig has 24 years in the financial industry, since August 2002, across 2 adviser firms.
What exams has John Fennig passed?
John Fennig has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2002. FINRA credited John Fennig with the SIE, which began in October 2018.
Where is John Fennig based?
John Fennig’s registered office is in Tyson, VA.
Is John Fennig registered with FINRA?
No. John Fennig has no current broker registration.
Is John Fennig a CFP?
KFA Private Wealth Group lists John Fennig with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify John Fennig’s record?
Search CRD 4534256 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Fennig’s full registration record.