Skip to content
Nicholas Lucas, portrait

Nicholas Lucas

Investment adviser representative at Draper Asset Management in Smithtown, NY

Investment adviser registrationUpdated

Nicholas Lucas is an investment adviser representative at Draper Asset Management, LLC, an investment adviser managing $231M, and works from its Smithtown, NY office. Nicholas Lucas has been registered through Draper Asset Management since 12 July 2024, has 2 years in the industry across 1 firm and has passed the Series 65.

2
Years in industry
2
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Nicholas Lucas has been an investment adviser representative at Draper Asset Management since July 2024, and is not listed among the firm’s executive officers or direct owners. Nicholas Lucas holds a JD from Maurice A. Deane Law School at Hofstra. Nicholas Lucas studied Degrees in Political Science and Economics at Binghamton University.

Draper Asset Management, LLC is a Smithtown, NY firm with $231M under management, 527 clients and 6 advisers in one office, as of its April 2026 filing.

Nicholas Lucas is Equity Research Analyst of Draper Asset Management. He began working for the firm at the beginning of 2022 and works as a research analyst and manages the team of interns. He writes many of the in-house research reports used when considering portfolio construction.

  1. – present · 2 years
    Smithtown, NY · Adviser representative · Firm CRD 148136

Credentials and registrations

Investment adviser representative registrations

Nicholas Lucas is registered as an investment adviser representative in 2 states. The first approvals date from July 2024; the most recent is Texas, in December 2025.

  • New YorkSince 12 July 2024
  • TexasSince 2 December 2025

Examinations

Series 6512 July 2024
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Nicholas Augusto Lucas
CRD
7797483
Firm
Draper Asset Management · CRD 148136
Office
116 TERRY ROAD, FLOOR 1, Smithtown, NY 11787
Registration
Investment adviser registration
In the industry since
July 2024
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Nicholas Lucas work?

Nicholas Lucas is an investment adviser representative registered through Draper Asset Management, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Nicholas Lucas a financial advisor?

Yes. Nicholas Lucas has a current investment-adviser registration in New York and Texas, through Draper Asset Management since July 2024.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Nicholas Lucas have?

Nicholas Lucas has 2 years in the financial industry, since July 2024, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Nicholas Lucas passed?

Nicholas Lucas passed the Series 65 in July 2024.

Source: IAPD individual record, checked 22 October 2026

Where is Nicholas Lucas based?

Nicholas Lucas’ registered office is in Smithtown, NY.

Source: IAPD individual record, checked 22 October 2026

Is Nicholas Lucas registered with FINRA?

No. Nicholas Lucas has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Nicholas Lucas’ record?

Search CRD 7797483 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Lucas’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Draper Asset Management

Sources

  1. IAPD individual record, CRD 7797483, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Draper Asset Management, LLC, filed 15 April 2026. Executive officers and direct owners; this person is not among them.
  3. Draper Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.