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Robert Draper, portrait

Robert Draper

Managing Member/Chief Compliance Officer at Draper Asset Management in Smithtown, NY

Investment adviser registrationUpdated

Robert Draper is Managing Member/Chief Compliance Officer of Draper Asset Management, LLC, an investment adviser managing $231M, and works from its Smithtown, NY office. Robert Draper has been registered as an investment adviser representative through Draper Asset Management since 4 August 2017, has 12 years in the industry across 1 firm and has passed the Series 6, Series 63 and Series 65.

12
Years in industry
9
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Robert Draper has been Managing Member/Chief Compliance Officer of Draper Asset Management since July 2008, is a control person of the firm and directly owns 75% or more of it. Robert Draper holds a Degree in Marketing from Providence College.

Draper Asset Management, LLC is a Smithtown, NY firm with $231M under management, 527 clients and 6 advisers in one office, as of its April 2026 filing.

Robert F. Draper, Jr. is Founder and Chief Investment Officer of Draper Asset Management. He began his career in the financial industry at State Street Bank, followed by positions at Bear Stearns and AXA Advisors, before founding Draper Asset Management in 2008. His firm has remained committed to a personalized one-on-one approach.

  1. – present · 9 years
    Smithtown, NY · Adviser representative · Firm CRD 148136
  2. – · 3 years
    Smithtown, NY · Adviser representative · Firm CRD 148136

Credentials and registrations

Investment adviser representative registrations

Robert Draper is registered as an investment adviser representative in 2 states. The first approvals date from August 2017; the most recent is New York, in September 2021.

  • New YorkSince 1 September 2021
  • TexasSince 4 August 2017

Examinations

Series 6521 May 2008
Name
Uniform Investment Adviser Law Examination
Series 639 December 1997
Name
Uniform Securities Agent State Law Examination
Series 62 December 1997
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Robert Fraser Draper
CRD
2947883
Firm
Draper Asset Management · CRD 148136
Role
Managing Member/Chief Compliance Officer
Office
116 TERRY ROAD, FLOOR 1, Smithtown, NY 11787
Registration
Investment adviser registration
In the industry since
June 2014
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Robert Draper work?

Robert Draper has been Managing Member/Chief Compliance Officer of Draper Asset Management, LLC since July 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 15 April 2026

Is Robert Draper a financial advisor?

Yes. Robert Draper has a current investment-adviser registration in New York and Texas, through Draper Asset Management since August 2017.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Robert Draper have?

Robert Draper has 12 years in the financial industry, since June 2014, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Robert Draper passed?

Robert Draper has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 1997.

Source: IAPD individual record, checked 22 October 2026

Where is Robert Draper based?

Robert Draper’s registered office is in Smithtown, NY.

Source: IAPD individual record, checked 22 October 2026

Is Robert Draper registered with FINRA?

No. Robert Draper has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Robert Draper’s record?

Search CRD 2947883 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Draper’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 2947883, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Draper Asset Management, LLC, filed 15 April 2026. Title, control and ownership bands.
  3. Draper Asset Management team page. Biography, education, credentials, awards and the portrait, reproduced for identification.