Nicholas Lehman has been an investment adviser representative at Spectrum Advisors since March 2025, and is not listed among the firm’s executive officers or direct owners.
Spectrum Advisors, Inc. is a Plano, TX firm with $160M under management, 308 clients and 5 advisers across 5 offices, as of its September 2026 filing.
Nick Lehman is Planning Manager of Spectrum Advisors. He joined the firm in 2025 after more than a decade as a financial advisor at a Fortune 500 financial planning company.
Nicholas Lehman’s longest registration was 2 years at Advice and Planning Services (2022–2025). Before joining Spectrum Advisors in 2025, Nicholas Lehman was registered through Advice and Planning Services.
- Spectrum Advisors, Inc.Current– present · 1 yearPlano, TX · Adviser representative · Firm CRD 114805
- Advice and Planning Services– · 2 yearsFrisco, TX · Adviser representative · Firm CRD 20472
Investment adviser representative registrations
Nicholas Lehman is registered as an investment adviser representative in Texas, since March 2025.
- TexasSince 21 March 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 February 2022 |
| Series 7TO | General Securities Representative Examination | 23 December 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 September 2014 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nicholas Paul Lehman
- CRD
- 6392465
- Firm
- Spectrum Advisors · CRD 114805
- Office
- 2805 DALLAS PARKWAY, STE 200, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- spectrumadvisors.net
Where does Nicholas Lehman work?
Nicholas Lehman is an investment adviser representative registered through Spectrum Advisors, Inc. since March 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Lehman a financial advisor?
Yes. Nicholas Lehman has a current investment-adviser registration in Texas, through Spectrum Advisors since March 2025.
How many years of experience does Nicholas Lehman have?
Nicholas Lehman has 11 years in the financial industry, since November 2014, across 2 adviser firms.
What exams has Nicholas Lehman passed?
Nicholas Lehman has passed 4 licensing exams: the Series 6, Series 63, Series 7TO and Series 66. The earliest, the Series 6, was passed in September 2014. FINRA credited Nicholas Lehman with the SIE, which began in October 2018.
Where did Nicholas Lehman work before Spectrum Advisors?
Before Spectrum Advisors, Nicholas Lehman was registered through Advice and Planning Services, February 2022 to January 2025.
Where is Nicholas Lehman based?
Nicholas Lehman’s registered office is in Plano, TX.
Is Nicholas Lehman registered with FINRA?
No. Nicholas Lehman has no current broker registration.
How can I verify Nicholas Lehman’s record?
Search CRD 6392465 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Lehman’s full registration record.
