Zachary Norris has been Chief Compliance Officer of Spectrum Advisors since January 2025, is not listed as a control person, but directly owns under 5% of the firm.
Spectrum Advisors, Inc. is a Plano, TX firm with $160M under management, 308 clients and 5 advisers across 5 offices, as of its September 2026 filing.
Zac Norris is Director of Investments and Planning of Spectrum Advisors. He joined the firm in 2022 after a decade at a Fortune 500 financial planning firm. His career in finance began in 2012, spanning individual financial planning and advising employer-sponsored retirement plans.
No adviser firm registrations are on Zachary Norris’s record.
Professional designations
Listed by Spectrum Advisors
- RICP®
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 May 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 June 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Zachary Jonathan Norris
- CRD
- 6078527
- Firm
- Spectrum Advisors · CRD 114805
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- spectrumadvisors.net
Where does Zachary Norris work?
Zachary Norris has been Chief Compliance Officer of Spectrum Advisors, Inc. since January 2025.
Does Zachary Norris have a current investment-adviser registration?
Zachary Norris has no current investment-adviser or broker registration.
What exams has Zachary Norris passed?
Zachary Norris has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in June 2013. FINRA credited Zachary Norris with the SIE, which began in October 2018.
Is Zachary Norris registered with FINRA?
No. Zachary Norris has no current broker registration.
How can I verify Zachary Norris’ record?
Search CRD 6078527 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zachary Norris’ full registration record.
