Nicholas Leftakes has been an investment adviser representative at VIA IV Investments since October 2022, and is not listed among the firm’s executive officers or direct owners.
Via IV Investments, LLC is a Burr Ridge, IL firm with $222M under management, 532 clients and 4 advisers in one office, as of its March 2026 filing.
- Via IV Investments, LLCCurrent– present · 4 yearsBurr Ridge, IL · Adviser representative · Firm CRD 121992
Investment adviser representative registrations
Nicholas Leftakes is registered as an investment adviser representative in Illinois, since October 2022.
- IllinoisSince 14 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 September 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 March 1990 |
| Series 7 | General Securities Representative Examination | 16 April 1988 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Thomas Leftakes
- CRD
- 1729929
- Firm
- VIA IV Investments · CRD 121992
- Office
- 1333 Burr Ridge Parkway, Suite 200, Burr Ridge, IL 60527
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Leftakes work?
Nicholas Leftakes is an investment adviser representative registered through Via IV Investments, LLC since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Leftakes a financial advisor?
Yes. Nicholas Leftakes has a current investment-adviser registration in Illinois, through VIA IV Investments since October 2022.
How many years of experience does Nicholas Leftakes have?
Nicholas Leftakes has 22 years in the financial industry, since June 2004, across 1 adviser firm.
What exams has Nicholas Leftakes passed?
Nicholas Leftakes has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1988.
Where is Nicholas Leftakes based?
Nicholas Leftakes’ registered office is in Burr Ridge, IL.
Is Nicholas Leftakes registered with FINRA?
No. Nicholas Leftakes has no current broker registration.
How can I verify Nicholas Leftakes’ record?
Search CRD 1729929 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Leftakes’ full registration record.
