Nicholas Lavella has been an investment adviser representative at Integrative Planning since January 2026, and is not listed among the firm’s executive officers or direct owners.
Integrative Planning, Inc. is a Cornelius, NC firm with $101M under management, 224 clients and 3 advisers in one office, as of its August 2026 filing.
Nicholas Lavella’s longest registration was 5 years at Vanguard Advisers, Inc. (2018–2024). Before joining Integrative Planning in 2026, Nicholas Lavella was registered through Alphastar Capital Management and Vanguard Advisers, Inc.
- Integrative Planning, Inc.Current– present · under a yearCornelius, NC · Adviser representative · Firm CRD 336307
- Alphastar Capital Management– · 1 yearCornelius, NC · Adviser representative · Firm CRD 157423
- Vanguard Advisers, Inc.– · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 106715
Investment adviser representative registrations
Nicholas Lavella is registered as an investment adviser representative in North Carolina, since January 2026.
- North CarolinaSince 6 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 July 2016 |
| Series 7 | General Securities Representative Examination | 6 July 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas John Lavella
- CRD
- 6661996
- Firm
- Integrative Planning · CRD 336307
- Office
- 19520 W CATAWBA AVE., SUITE 311, Cornelius, NC 28031
- Registration
- Investment adviser registration
- In the industry since
- September 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Lavella work?
Nicholas Lavella is an investment adviser representative registered through Integrative Planning, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Lavella a financial advisor?
Yes. Nicholas Lavella has a current investment-adviser registration in North Carolina, through Integrative Planning since January 2026.
How many years of experience does Nicholas Lavella have?
Nicholas Lavella has 10 years in the financial industry, since September 2016, across 3 adviser firms.
What exams has Nicholas Lavella passed?
Nicholas Lavella has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 2016. FINRA credited Nicholas Lavella with the SIE, which began in October 2018.
Where did Nicholas Lavella work before Integrative Planning?
Before Integrative Planning, Nicholas Lavella was registered through Alphastar Capital Management, February 2024 to October 2025; Vanguard Advisers, Inc., October 2018 to February 2024.
Where is Nicholas Lavella based?
Nicholas Lavella’s registered office is in Cornelius, NC.
Is Nicholas Lavella registered with FINRA?
No. Nicholas Lavella has no current broker registration.
How can I verify Nicholas Lavella’s record?
Search CRD 6661996 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Lavella’s full registration record.