Shawn Lee has been Managing Member/CCO of Integrative Planning since April 2025, is a control person of the firm and directly owns 75% or more of it.
Integrative Planning, Inc. is a Cornelius, NC firm with $101M under management, 224 clients and 3 advisers in one office, as of its August 2026 filing.
Shawn Lee’s longest registration was 8 years at Brookstone Capital Management LLC (2012–2021). Before joining Integrative Planning in 2025, Shawn Lee was registered through Alphastar Capital Management and Milestone Asset Management, LLC.
- Integrative Planning, Inc.Current– present · 1 yearCornelius, NC · Adviser representative · Firm CRD 336307
- Alphastar Capital Management– · 4 yearsCornelius, NC · Adviser representative · Firm CRD 157423
- Milestone Asset Management, LLC– · under a yearCornelius, NC · Adviser representative · Firm CRD 310441
- Brookstone Capital Management LLC– · 8 yearsCornelius, NC · Adviser representative · Firm CRD 141413
- Alphastar Capital Management, LLC– · 1 yearHuntersville, NC · Adviser representative · Firm CRD 157423
- Regal Investment Advisors LLC– · under a yearHuntersville, NC · Adviser representative · Firm CRD 125004
Investment adviser representative registrations
Shawn Lee is registered as an investment adviser representative in North Carolina, since August 2025.
- North CarolinaSince 6 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 January 2011 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Shawn Patrick Lee
- CRD
- 5892651
- Firm
- Integrative Planning · CRD 336307
- Role
- Managing Member/CCO
- Office
- 19520 W CATAWBA AVE., SUITE 311, Cornelius, NC 28031
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Shawn Lee work?
Shawn Lee has been Managing Member/CCO of Integrative Planning, Inc. since April 2025, and is a control person of the firm.
Is Shawn Lee a financial advisor?
Yes. Shawn Lee has a current investment-adviser registration in North Carolina, through Integrative Planning since August 2025.
How many years of experience does Shawn Lee have?
Shawn Lee has 15 years in the financial industry, since February 2011, across 5 adviser firms.
What exams has Shawn Lee passed?
Shawn Lee passed the Series 65 in January 2011.
Where did Shawn Lee work before Integrative Planning?
Before Integrative Planning, Shawn Lee was registered through Alphastar Capital Management, March 2021 to August 2025; Milestone Asset Management, LLC, December 2020 to February 2021; Brookstone Capital Management LLC, August 2012 to March 2021; Alphastar Capital Management, LLC, June 2011 to August 2012; Regal Investment Advisors LLC, February 2011 to June 2011.
Where is Shawn Lee based?
Shawn Lee’s registered office is in Cornelius, NC.
Is Shawn Lee registered with FINRA?
No. Shawn Lee has no current broker registration.
How can I verify Shawn Lee’s record?
Search CRD 5892651 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Lee’s full registration record.