Nicholas Kemp has been an investment adviser representative at Navigation Wealth Management since April 2016, and is not listed among the firm’s executive officers or direct owners. Nicholas Kemp holds a B.A. from Colorado State University and an M.A. from Colorado State University.
Navigation Wealth Management, Inc. is a Fort Collins, CO firm with $103M under management, 962 clients and 8 advisers across 2 offices, as of its March 2026 filing.
Nick Kemp is an Investment Advisor Representative of Navigation Wealth Management and assists in the management of the firm's operations and public relations. His focuses include comprehensive financial planning and fee-based advising for middle income individuals and families, and risk management before and during retirement. Since 2006 his business leadership has included management, marketing, consultative sales, business development and account management. He became a financial advisor in early 2013.
Nicholas Kemp’s longest registration is the current one, 10 years at Navigation Wealth Management since 2016. Before joining Navigation Wealth Management in 2016, Nicholas Kemp was registered through SPC.
- Navigation Wealth ManagementCurrent– present · 10 yearsCheyenne, WY · Adviser representative · Firm CRD 282640
- SPC– · 1 yearFT Collins, CO · Adviser representative · Firm CRD 110692
Professional designations
Listed by Navigation Wealth Management
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Nicholas Kemp is registered as an investment adviser representative in 2 states. The first approvals date from April 2016; the most recent is Wyoming, in October 2021.
- ColoradoSince 26 April 2016
- WyomingSince 5 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 13 October 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Dean Kemp
- CRD
- 6246441
- Firm
- Navigation Wealth Management · CRD 282640
- Office
- 2015 CENTRAL AVE, SUITE B, Cheyenne, WY 82001
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navwm.com
Where does Nicholas Kemp work?
Nicholas Kemp is an investment adviser representative registered through Navigation Wealth Management, Inc. since April 2016, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Kemp a financial advisor?
Yes. Nicholas Kemp has a current investment-adviser registration in Colorado and Wyoming, through Navigation Wealth Management since April 2016.
How many years of experience does Nicholas Kemp have?
Nicholas Kemp has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Nicholas Kemp passed?
Nicholas Kemp has passed 2 licensing exams: the Series 65 and Series 7. The earliest, the Series 65, was passed in September 2014. FINRA credited Nicholas Kemp with the SIE, which began in October 2018.
Where did Nicholas Kemp work before Navigation Wealth Management?
Before Navigation Wealth Management, Nicholas Kemp was registered through SPC, September 2014 to April 2016.
Where is Nicholas Kemp based?
Nicholas Kemp’s registered office is in Cheyenne, WY.
Is Nicholas Kemp registered with FINRA?
No. Nicholas Kemp has no current broker registration.
How can I verify Nicholas Kemp’s record?
Search CRD 6246441 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Kemp’s full registration record.
