Nicholas Hoffman has been Managing Member of Nicholas Hoffman & Company since August 2007, is a control person of the firm and directly owns between 50% and 75% of it.
Nicholas Hoffman & Company, LLC is an Atlanta, GA firm with $8.26B under management, 409 clients and 15 advisers across 3 offices, as of its July 2026 filing.
- – present · 18 yearsAtlanta, GA · Adviser representative · Firm CRD 144516
Investment adviser representative registrations
Nicholas Hoffman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2008; the most recent is Texas, in February 2023.
- GeorgiaSince 14 May 2008
- LouisianaSince 22 January 2014
- TexasResidentSince 27 February 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 1992 |
| Series 7 | General Securities Representative Examination | 4 March 1992 |
| Series 62 | Corporate Securities Limited Representative Examination | 20 September 1988 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 January 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1986 |
| Series 22 | Direct Participation Programs Representative Examination | 20 August 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Nicholas John Hoffman
- CRD
- 1513288
- Firm
- Nicholas Hoffman & Company · CRD 144516
- Role
- Managing Member
- Office
- 1355 PEACHTREE STREET, SUITE 1450, Atlanta, GA 30309
- Registration
- Investment adviser registration
- In the industry since
- May 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Hoffman work?
Nicholas Hoffman has been Managing Member of Nicholas Hoffman & Company, LLC since August 2007, and is a control person of the firm.
Is Nicholas Hoffman a financial advisor?
Yes. Nicholas Hoffman has a current investment-adviser registration in Georgia, Louisiana and Texas, through Nicholas Hoffman & Company since May 2008.
How many years of experience does Nicholas Hoffman have?
Nicholas Hoffman has 18 years in the financial industry, since May 2008, across 1 adviser firm.
What exams has Nicholas Hoffman passed?
Nicholas Hoffman has passed 6 licensing exams: the Series 63, Series 22, Series 6, Series 62, Series 7 and Series 65. The earliest, the Series 63, was passed in August 1986.
Where is Nicholas Hoffman based?
Nicholas Hoffman’s registered office is in Atlanta, GA.
Is Nicholas Hoffman registered with FINRA?
No. Nicholas Hoffman has no current broker registration.
How can I verify Nicholas Hoffman’s record?
Search CRD 1513288 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Hoffman’s full registration record.
