Nicholas Franco has been an investment adviser representative at Guardian Wealth Partners since September 2025, and is not listed among the firm’s executive officers or direct owners.
Guardian Wealth Partners, LLC is a New York, NY firm with $191M under management, 402 clients and 75 advisers across 8 offices, as of its September 2026 filing.
Nicholas Franco’s longest registration is the current one, 7 years at Park Avenue Securities LLC since 2019. Before joining Guardian Wealth Partners in 2025, Nicholas Franco was registered through Foresters Advisory Services, LLC.
- – present · 1 yearRed Bank, NJ · Adviser representative · Firm CRD 310203
- Park Avenue Securities LLCAlso current– present · 7 yearsAdviser representative · Firm CRD 46173
- Foresters Advisory Services, LLC– · 4 yearsEdison, NJ · Adviser representative · Firm CRD 164663
Investment adviser representative registrations
Nicholas Franco is registered as an investment adviser representative in 18 states, as a resident of Texas. The first approvals date from April 2019; the most recent is New Mexico, in May 2025.
- ArizonaSince 18 August 2022
- CaliforniaSince 18 December 2020
- ConnecticutSince 13 November 2023
- DelawareSince 26 May 2021
- FloridaSince 11 July 2019
- IllinoisSince 14 April 2021
- KentuckySince 18 April 2025
- MassachusettsSince 2 April 2024
- MinnesotaSince 27 March 2025
- New JerseySince 8 April 2019
- New MexicoSince 29 May 2025
- New YorkSince 16 April 2021
- North CarolinaSince 20 January 2023
- OhioSince 10 April 2024
- PennsylvaniaSince 31 October 2024
- Rhode IslandSince 11 July 2023
- South CarolinaSince 11 August 2021
- TexasResidentSince 16 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2001 |
| Series 7 | General Securities Representative Examination | 25 January 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas J Franco
- CRD
- 4332448
- Firm
- Guardian Wealth Partners · CRD 310203
- Office
- 333 Broad St, Suite 300-1, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicholas Franco work?
Nicholas Franco is an investment adviser representative registered through Guardian Wealth Partners, LLC since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Franco a financial advisor?
Yes. Nicholas Franco has a current investment-adviser registration in Arizona, California, Connecticut, Delaware, Florida, Illinois, Kentucky, Massachusetts, Minnesota, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina and Texas, through Guardian Wealth Partners since September 2025.
How many years of experience does Nicholas Franco have?
Nicholas Franco has 21 years in the financial industry, since August 2005, across 3 adviser firms.
What exams has Nicholas Franco passed?
Nicholas Franco has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2001. FINRA credited Nicholas Franco with the SIE, which began in October 2018.
Where did Nicholas Franco work before Guardian Wealth Partners?
Before Guardian Wealth Partners, Nicholas Franco was registered through Foresters Advisory Services, LLC, October 2014 to November 2018.
Where is Nicholas Franco based?
Nicholas Franco’s registered office is in Red Bank, NJ.
Is Nicholas Franco registered with FINRA?
Yes. Nicholas Franco has a current broker registration, under CRD 4332448.
Source: FINRA BrokerCheck
How can I verify Nicholas Franco’s record?
Search CRD 4332448 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Franco’s full registration record.
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