Nicholas Fajack has been an investment adviser representative at Capital A Wealth Management since February 2024, and is not listed among the firm’s executive officers or direct owners.
Capital A Wealth Management, LLC is a Cranberry TWP., PA firm with $613M under management, 1,162 clients and 11 advisers across 5 offices, as of its April 2026 filing.
Nicholas Fajack’s longest registration was 2 years at Cetera Investment Advisers LLC (2020–2022). Before joining Capital A Wealth Management in 2024, Nicholas Fajack was registered through Sa Stone Investment Advisors Inc. and Cetera Investment Advisers LLC.
- Capital A Wealth ManagementCurrent– present · 2 yearsCanfield, OH · Adviser representative · Firm CRD 328863
- Sa Stone Investment Advisors Inc.– · 1 yearCanfield, OH · Adviser representative · Firm CRD 174182
- Cetera Investment Advisers LLC– · 2 yearsAustintown, OH · Adviser representative · Firm CRD 105644
Investment adviser representative registrations
Nicholas Fajack is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from February 2024; the most recent is Texas, in April 2025.
- OhioSince 8 February 2024
- PennsylvaniaSince 18 March 2025
- TexasResidentSince 16 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2022 |
| Series 7TO | General Securities Representative Examination | 23 December 2019 |
| SIE | Securities Industry Essentials Examination | 19 September 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicholas Joseph Fajack
- CRD
- 7186385
- Firm
- Capital A Wealth Management · CRD 328863
- Office
- 6715 TIPPECANOE ROAD, B-201, Canfield, OH 44406
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2019
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicholas Fajack work?
Nicholas Fajack is an investment adviser representative registered through Capital A Wealth Management, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Fajack a financial advisor?
Yes. Nicholas Fajack has a current investment-adviser registration in Ohio, Pennsylvania and Texas, through Capital A Wealth Management since February 2024.
How many years of experience does Nicholas Fajack have?
Nicholas Fajack has 6 years in the financial industry, since December 2019, across 3 adviser firms.
What exams has Nicholas Fajack passed?
Nicholas Fajack has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in September 2019.
Where did Nicholas Fajack work before Capital A Wealth Management?
Before Capital A Wealth Management, Nicholas Fajack was registered through Sa Stone Investment Advisors Inc., September 2022 to January 2024; Cetera Investment Advisers LLC, January 2020 to September 2022.
Where is Nicholas Fajack based?
Nicholas Fajack’s registered office is in Canfield, OH.
Is Nicholas Fajack registered with FINRA?
Yes. Nicholas Fajack has a current broker registration, under CRD 7186385.
Source: FINRA BrokerCheck
How can I verify Nicholas Fajack’s record?
Search CRD 7186385 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Fajack’s full registration record.