Nicholas Capobianco has been an investment adviser representative at Wealth Advisors of Iowa since December 2019, and is not listed among the firm’s executive officers or direct owners. Nicholas Capobianco holds a Bachelor's degree with Honors in Finance from the University of Iowa.
Wealth Advisors of Iowa, LLC is a West Des Moines, IA firm with $539M under management, 550 clients and 4 advisers in one office, as of its March 2026 filing.
Nick Capobianco is Partner of Wealth Advisors of Iowa (WAI). He began his financial advisory career in 2002. He specializes in working with individuals and business owners on their comprehensive wealth management and financial planning needs.
Nicholas Capobianco’s longest registration was 10 years at Securian Financial Services, Inc. (2002–2013). Before joining Wealth Advisors of Iowa in 2019, Nicholas Capobianco was registered through LPL Financial LLC and Visionpoint Advisory Group.
- Wealth Advisors of Iowa, LLCCurrent– present · 6 yearsWest Des Moines, IA · Adviser representative · Firm CRD 115088
- LPL Financial LLC– · 5 yearsWest Des Moines, IA · Adviser representative · Firm CRD 6413
- LPL Financial LLC– · under a yearWest Des Moines, IA · Adviser representative · Firm CRD 6413
- Visionpoint Advisory Group– · 6 yearsDallas, TX · Adviser representative · Firm CRD 168733
- Securian Financial Services, Inc.– · 10 yearsWest Des Moines, IA · Adviser representative · Firm CRD 15296
Professional designations
Listed by Wealth Advisors of Iowa
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Capobianco is registered as an investment adviser representative in 2 states. The first approvals date from December 2019; the most recent is Texas, in November 2020.
- IowaSince 13 December 2019
- TexasSince 13 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 September 2002 |
| Series 7 | General Securities Representative Examination | 30 August 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Battiste Capobianco
- CRD
- 4558973
- Firm
- Wealth Advisors of Iowa · CRD 115088
- Office
- 1601 WEST LAKES PARKWAY, SUITE 200, West Des Moines, IA 50266
- Registration
- Investment adviser registration
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- waiowa.com
Where does Nicholas Capobianco work?
Nicholas Capobianco is an investment adviser representative registered through Wealth Advisors of Iowa, LLC since December 2019, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Capobianco a financial advisor?
Yes. Nicholas Capobianco has a current investment-adviser registration in Iowa and Texas, through Wealth Advisors of Iowa since December 2019.
How many years of experience does Nicholas Capobianco have?
Nicholas Capobianco has 24 years in the financial industry, since September 2002, across 4 adviser firms.
What exams has Nicholas Capobianco passed?
Nicholas Capobianco has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2002. FINRA credited Nicholas Capobianco with the SIE, which began in October 2018.
Where did Nicholas Capobianco work before Wealth Advisors of Iowa?
Before Wealth Advisors of Iowa, Nicholas Capobianco was registered through LPL Financial LLC, October 2013 to April 2014; Securian Financial Services, Inc., October 2002 to October 2013.
Where is Nicholas Capobianco based?
Nicholas Capobianco’s registered office is in West Des Moines, IA.
Is Nicholas Capobianco registered with FINRA?
No. Nicholas Capobianco has no current broker registration.
Is Nicholas Capobianco a CFP?
Wealth Advisors of Iowa lists Nicholas Capobianco with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Capobianco’s record?
Search CRD 4558973 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Capobianco’s full registration record.
