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Nicholas Asselin

Chief Compliance Officer at SCS Capital Management

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
2
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Nicholas Asselin is Chief Compliance Officer of SCS Capital Management LLC, a Boston investment adviser managing $48.7B. Nicholas Asselin has passed the Series 7 and SIE.

Role at SCS Capital Management

Title on Schedule A
Chief Compliance Officer
Control
Nicholas Asselin is a control person of SCS Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Nicholas Asselin has held the filed role since January 2026.

The firm

SCS Capital Management LLC
Boston, MA

Form ADV filed 14 July 2026

$48.7B AUM589 clients99 advisers11 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2015

Registrations and exams

No current adviser or broker registration. Nicholas Asselin has passed 2 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 August 2015
Name
General Securities Representative Examination

Individual record

Full name
Nicholas J. Asselin
CRD
6438559
Firm
SCS Capital Management LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Nicholas Asselin work?

Nicholas Asselin has been Chief Compliance Officer of SCS Capital Management LLC since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 July 2026

Does Nicholas Asselin have a current investment-adviser registration?

Nicholas Asselin has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Nicholas Asselin passed?

Nicholas Asselin has passed 2 licensing exams: the Series 7 and SIE. The earliest, the Series 7, was passed in August 2015.

Source: IAPD individual record, checked 18 October 2026

Leadership at SCS Capital Management

Sources

  1. IAPD individual record, CRD 6438559. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of SCS Capital Management LLC, filed 14 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Nicholas Asselin or SCS Capital Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.