Nga Ho has been an investment adviser representative at Monarch Wealth Strategies since March 2024, and is not listed among the firm’s executive officers or direct owners. Nga Ho holds a Bachelor of Arts in Economics and Statistics from the University of California, Berkeley.
Monarch Wealth Strategies is a Santa Barbara, CA firm with $463M under management, 396 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Louisa Ho is Portfolio Analyst of Monarch Wealth Strategies. She has over 20 years of experience in finance, with a focus on investment portfolio management. Her work has covered research and analysis, trading, operational tasks, and client care.
Nga Ho’s longest registration was 17 years at PDV Financial Management (2006–2024). Before joining Monarch Wealth Strategies in 2024, Nga Ho was registered through PDV Financial Management.
- Monarch Wealth StrategiesCurrent– present · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 136029
- PDV Financial Management– · 17 yearsLos Angeles, CA · Adviser representative · Firm CRD 120205
Investment adviser representative registrations
Nga Ho is registered as an investment adviser representative in California, since March 2024.
- CaliforniaSince 12 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 July 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nga Yu Ho
- CRD
- 5162507
- Firm
- Monarch Wealth Strategies · CRD 136029
- Office
- 6430 Sunset Blvd., Suite 1433, Los Angeles, CA 90028
- Registration
- Investment adviser registration
- In the industry since
- July 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mwsus.com
Where does Nga Ho work?
Nga Ho is an investment adviser representative registered through Monarch Wealth Strategies since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nga Ho a financial advisor?
Yes. Nga Ho has a current investment-adviser registration in California, through Monarch Wealth Strategies since March 2024.
How many years of experience does Nga Ho have?
Nga Ho has 20 years in the financial industry, since July 2006, across 2 adviser firms.
What exams has Nga Ho passed?
Nga Ho passed the Series 65 in July 2006.
Where is Nga Ho based?
Nga Ho’s registered office is in Los Angeles, CA.
Is Nga Ho registered with FINRA?
No. Nga Ho has no current broker registration.
How can I verify Nga Ho’s record?
Search CRD 5162507 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nga Ho’s full registration record.
