Neil Farrell has been Vice President of Farrell Financial since June 2022, is a control person of the firm and directly owns under 5% of it. Neil Farrell holds a Bachelor of Science from Virginia Commonwealth University and a Master of Education from Virginia Commonwealth University.
Farrell Financial LLC is an Orchard Park, NY firm with $201M under management, 233 clients and 3 advisers in one office, as of its August 2026 filing.
Neil Vincent Farrell joined Farrell Financial LLC in 2022 after more than five years in university advancement and philanthropic giving. Most recently he served as Assistant Athletic Director for Development at the University of Tennessee at Chattanooga, and earlier as Development Coordinator at the United States Air Force Academy.
- Farrell FinancialCurrent– present · 4 yearsOrchard Park, NY · Adviser representative · Firm CRD 321609
Investment adviser representative registrations
Neil Farrell is registered as an investment adviser representative in New York, since September 2022.
- New YorkSince 16 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 September 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Neil Vincent Farrell
- CRD
- 7594002
- Firm
- Farrell Financial · CRD 321609
- Role
- Vice President
- Office
- 21 PRINCETON PLACE, SUITE 105, Orchard Park, NY 14127
- Registration
- Investment adviser registration
- In the industry since
- September 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- farrellfinancialllc.com
Where does Neil Farrell work?
Neil Farrell has been Vice President of Farrell Financial LLC since June 2022, and is a control person of the firm.
Is Neil Farrell a financial advisor?
Yes. Neil Farrell has a current investment-adviser registration in New York, through Farrell Financial since September 2022.
How many years of experience does Neil Farrell have?
Neil Farrell has 4 years in the financial industry, since September 2022, across 1 adviser firm.
What exams has Neil Farrell passed?
Neil Farrell passed the Series 65 in September 2022.
Where is Neil Farrell based?
Neil Farrell’s registered office is in Orchard Park, NY.
Is Neil Farrell registered with FINRA?
No. Neil Farrell has no current broker registration.
How can I verify Neil Farrell’s record?
Search CRD 7594002 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Neil Farrell’s full registration record.