Neil Farrell has been President of Farrell Financial since July 2014, is a control person of the firm and directly owns 75% or more of it. Neil Farrell holds a B.S. in Finance from Canisius College and an MBA in Finance/Marketing from Canisius College.
Farrell Financial LLC is an Orchard Park, NY firm with $201M under management, 233 clients and 3 advisers in one office, as of its August 2026 filing.
Neil Farrell is founder of Farrell Financial LLC. He has over 40 years of financial experience, including time at ChevronTexaco, HSBC Bank, UBS, Merrill Lynch and Carter Financial. He has spent almost seven years at Farrell Financial.
Neil Farrell’s longest registration was 8 years at Arbor Point Advisors (2014–2022). Before joining Farrell Financial in 2022, Neil Farrell was registered through Arbor Point Advisors and Cadaret Grant & Co Inc.
- Farrell FinancialCurrent– present · 4 yearsOrchard Park, NY · Adviser representative · Firm CRD 321609
- Arbor Point Advisors– · 8 yearsOrchard Park, NY · Adviser representative · Firm CRD 165127
- Cadaret Grant & Co Inc– · under a yearOrchard Park, NY · Adviser representative · Firm CRD 10641
Investment adviser representative registrations
Neil Farrell is registered as an investment adviser representative in New York, since July 2022.
- New YorkSince 15 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 April 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 August 1995 |
| Series 7 | General Securities Representative Examination | 16 May 1995 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Neil Joseph Farrell
- CRD
- 2616378
- Firm
- Farrell Financial · CRD 321609
- Role
- President
- Office
- 21 PRINCETON PLACE, SUITE 105, Orchard Park, NY 14127
- Registration
- Investment adviser registration
- In the industry since
- May 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- farrellfinancialllc.com
Where does Neil Farrell work?
Neil Farrell has been President of Farrell Financial LLC since July 2014, and is a control person of the firm.
Is Neil Farrell a financial advisor?
Yes. Neil Farrell has a current investment-adviser registration in New York, through Farrell Financial since July 2022.
How many years of experience does Neil Farrell have?
Neil Farrell has 31 years in the financial industry, since May 1995, across 3 adviser firms.
What exams has Neil Farrell passed?
Neil Farrell has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1995. FINRA credited Neil Farrell with the SIE, which began in October 2018.
Where did Neil Farrell work before Farrell Financial?
Before Farrell Financial, Neil Farrell was registered through Cadaret Grant & Co Inc, April 2014 to May 2014.
Where is Neil Farrell based?
Neil Farrell’s registered office is in Orchard Park, NY.
Is Neil Farrell registered with FINRA?
No. Neil Farrell has no current broker registration.
How can I verify Neil Farrell’s record?
Search CRD 2616378 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Neil Farrell’s full registration record.