Neal Watson has been an investment adviser representative at Commonwealth Financial Services since April 2023, and is not listed among the firm’s executive officers or direct owners.
Commonwealth Financial Services, LLC. is a Vienna, WV firm with $995M under management, 2,271 clients and 13 advisers across 5 offices, as of its August 2026 filing.
Neal Watson’s longest registration was 12 years at Miai, Inc. (2004–2016). Before joining Commonwealth Financial Services in 2023, Neal Watson was registered through Arbor Point Advisors and Fleming Watson Financial Advisors, LLC.
- FartherAlso current– present · under a yearMarietta, OH · Adviser representative · Firm CRD 302050
- – present · 3 yearsMarietta, OH · Adviser representative · Firm CRD 324930
- Arbor Point Advisors– · 1 yearMarietta, OH · Adviser representative · Firm CRD 165127
- Fleming Watson Financial Advisors, LLC– · 4 yearsMarietta, OH · Adviser representative · Firm CRD 284072
- Miai, Inc.– · 12 yearsMarietts, OH · Adviser representative · Firm CRD 111695
- Securities America Advisors, Inc.– · 4 yearsMarietta, OH · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
Neal Watson is registered as an investment adviser representative in 2 states. The first approvals date from April 2023; the most recent is Texas, in October 2026.
- OhioSince 11 April 2023
- TexasSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 March 2010 |
| Series 7 | General Securities Representative Examination | 17 February 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 26 July 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Neal Elliott Watson
- CRD
- 2762407
- Firm
- Commonwealth Financial Services · CRD 324930
- Office
- 326 Third Street #100, Marietta, OH 45750
- Registration
- Investment adviser registration
- In the industry since
- August 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Neal Watson work?
Neal Watson is an investment adviser representative registered through Commonwealth Financial Services, LLC. since April 2023, and is not listed among the firm’s executive officers or direct owners.
Is Neal Watson a financial advisor?
Yes. Neal Watson has a current investment-adviser registration in Ohio and Texas, through Commonwealth Financial Services since April 2023.
How many years of experience does Neal Watson have?
Neal Watson has 27 years in the financial industry, since August 1999, across 6 adviser firms.
What exams has Neal Watson passed?
Neal Watson has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in July 1996. FINRA credited Neal Watson with the SIE, which began in October 2018.
Where did Neal Watson work before Commonwealth Financial Services?
Before Commonwealth Financial Services, Neal Watson was registered through Arbor Point Advisors, July 2021 to April 2023; Fleming Watson Financial Advisors, LLC, August 2016 to July 2021; Miai, Inc., August 2004 to August 2016; Securities America Advisors, Inc., August 1999 to August 2004.
Where is Neal Watson based?
Neal Watson’s registered office is in Marietta, OH.
Is Neal Watson registered with FINRA?
No. Neal Watson has no current broker registration.
How can I verify Neal Watson’s record?
Search CRD 2762407 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Neal Watson’s full registration record.
