Neal Treanor has been Chief Compliance Officer of Cassaday & Co Wealth Management since September 2025, is a control person of the firm and directly owns under 5% of it. Neal Treanor holds a Bachelor's degree from Charter Oak State College and a Master's degree in finance from Brandeis University.
Cassaday & Co Wealth Management LLC is a McLean, VA firm with $7.14B under management, 3,267 clients and 32 advisers in one office, as of its March 2026 filing.
Neal Treanor is Chief Compliance Officer of Cassaday & Company, Inc. He has been with the firm since 2025 and provides guidance and oversight to ensure compliance with state and federal regulations. He has over 20 years of compliance experience in the financial services industry, including roles with Mercer Consulting, Wellington Management Company and 1251 Capital Group.
Neal Treanor’s longest registration is the current one, 1 year at Osaic Wealth, Inc. since 2025.
- Cassaday & Company, Inc.Current– present · under a yearMcLean, VA · Adviser representative · Firm CRD 317672
- Osaic Wealth, Inc.Also current– present · 1 yearLeesburg, VA · Adviser representative and broker · Firm CRD 23131
Investment adviser representative registrations
Neal Treanor is registered as an investment adviser representative in Virginia, since January 2026.
- VirginiaSince 14 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 19 December 2025 |
| Series 82TO | Limited Representative-Private Securities Offerings | 24 April 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 24 August 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 June 2014 |
| Series 7 | General Securities Representative Examination | 22 December 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- Limited Representative-Private Securities Offerings
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Neal Joseph Treanor
- CRD
- 3156011
- Firm
- Cassaday & Co Wealth Management · CRD 317672
- Role
- Chief Compliance Officer
- Office
- 8180 GREENSBORO DRIVE, SUITE 1180, McLean, VA 22102
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- cassaday.com
Where does Neal Treanor work?
Neal Treanor has been Chief Compliance Officer of Cassaday & Co Wealth Management LLC since September 2025, and is a control person of the firm.
Is Neal Treanor a financial advisor?
Yes. Neal Treanor has a current investment-adviser registration in Virginia, through Cassaday & Co Wealth Management since January 2026.
How many years of experience does Neal Treanor have?
Neal Treanor has 17 years in the financial industry, since February 2009, across 2 adviser firms.
What exams has Neal Treanor passed?
Neal Treanor has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 82TO and Series 66. The earliest, the Series 7, was passed in December 2006. FINRA credited Neal Treanor with the SIE, which began in October 2018.
Where is Neal Treanor based?
Neal Treanor’s registered office is in McLean, VA.
Is Neal Treanor registered with FINRA?
Yes. Neal Treanor has a current broker registration, under CRD 3156011.
Source: FINRA BrokerCheck
How can I verify Neal Treanor’s record?
Search CRD 3156011 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Neal Treanor’s full registration record.
