Nathaniel Carswell has been an investment adviser representative at Forthright Capital Advisory since December 2023, and is not listed among the firm’s executive officers or direct owners.
Forthright Capital Advisory LLC is a Las Vegas, NV firm with $108M under management, 987 clients and 21 advisers across 20 offices, as of its August 2026 filing.
Nathaniel Carswell is an Investment Advisor Representative of Forthright Capital Advisory. His career has included advisory and leadership positions across the industry, including Chief Operating Officer and Senior Financial Advisor for an RIA. At Forthright Capital he works with educators.
Nathaniel Carswell’s longest registration was 5 years at Triad Financial Advisors, Inc. (2018–2023). Before joining Forthright Capital Advisory in 2023, Nathaniel Carswell was registered through Triad Financial Advisors, Inc. and Morton Wealth Management LLC.
- Forthright CapitalCurrent– present · 2 yearsGreensboro, NC · Adviser representative · Firm CRD 323596
- Triad Financial Advisors, Inc.– · 5 yearsGreensboro, NC · Adviser representative · Firm CRD 118583
- Morton Wealth Management LLC– · 5 yearsGreensboro, NC · Adviser representative · Firm CRD 111471
- Thrivent Investment Management Inc.– · 4 yearsKernersville, NC · Adviser representative · Firm CRD 18387
- First Command Financial Planning, Inc.– · 1 yearKernersville, NC · Adviser representative · Firm CRD 3641
- Edward Jones– · under a yearSt Louis, MO · Adviser representative · Firm CRD 250
Professional designations
Listed by Forthright Capital Advisory
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Nathaniel Carswell is registered as an investment adviser representative in 6 states. The first approvals date from December 2023; the most recent is Massachusetts, in February 2026.
- MassachusettsSince 19 February 2026
- New JerseySince 5 November 2025
- New YorkSince 1 December 2023
- North CarolinaSince 1 December 2023
- PennsylvaniaSince 30 October 2025
- Rhode IslandSince 30 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 16 February 2007 |
| Series 7 | General Securities Representative Examination | 18 September 2006 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nathaniel Phillip Carswell
- CRD
- 5141661
- Firm
- Forthright Capital Advisory · CRD 323596
- Office
- Greensboro, NC
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forthrightcps.com
Where does Nathaniel Carswell work?
Nathaniel Carswell is an investment adviser representative registered through Forthright Capital Advisory LLC since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Nathaniel Carswell a financial advisor?
Yes. Nathaniel Carswell has a current investment-adviser registration in Massachusetts, New Jersey, New York, North Carolina, Pennsylvania and Rhode Island, through Forthright Capital Advisory since December 2023.
How many years of experience does Nathaniel Carswell have?
Nathaniel Carswell has 19 years in the financial industry, since July 2007, across 6 adviser firms.
What exams has Nathaniel Carswell passed?
Nathaniel Carswell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2006.
Where did Nathaniel Carswell work before Forthright Capital Advisory?
Before Forthright Capital Advisory, Nathaniel Carswell was registered through Triad Financial Advisors, Inc., September 2018 to December 2023; Morton Wealth Management LLC, November 2013 to December 2018; Thrivent Investment Management Inc., March 2009 to October 2013; First Command Financial Planning, Inc., July 2007 to March 2009; Edward Jones, February 2007 to April 2007.
Where is Nathaniel Carswell based?
Nathaniel Carswell’s registered office is in Greensboro, NC.
Is Nathaniel Carswell registered with FINRA?
No. Nathaniel Carswell has no current broker registration.
Is Nathaniel Carswell a CFP?
Forthright Capital Advisory lists Nathaniel Carswell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nathaniel Carswell’s record?
Search CRD 5141661 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathaniel Carswell’s full registration record.
