Career
Nathanael Jones has been President of Nuveen Fund Advisors since February 2025. Nathanael Jones is a control person of the firm and directly owns under 5% of it.
Nuveen Fund Advisors, LLC is a Chicago, IL firm with $186B under management, 235 clients and 25 advisers across 6 offices, as of its March 2026 filing.
- Nuveen Asset Management, LLCAlso current– present · 4 yearsChicago, IL · Adviser representative · Firm CRD 155584
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Illinois | Approved | 15 August 2022 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 August 2022 |
| Series 7TO | General Securities Representative Examination | 7 October 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 2019 |
| SIE | Securities Industry Essentials Examination | 29 July 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Nathanael Pennington Jones
- CRD
- 7149343
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Nathanael Jones work?
Nathanael Jones has been President of Nuveen Fund Advisors, LLC since February 2025, and is a control person of the firm.
Is Nathanael Jones a financial advisor?
Yes. Nathanael Jones has a current investment-adviser registration in Illinois.
How many years of experience does Nathanael Jones have?
Nathanael Jones has 6 years in the financial industry, since October 2020, across 1 adviser firm.
What exams has Nathanael Jones passed?
Nathanael Jones has passed 4 licensing exams: the SIE, Series 63, Series 7TO and Series 65. The earliest, the SIE, was passed in July 2019.