Role at Parallel Advisors
- Registration
- Investment adviser representative, through Parallel Advisors, LLC since 1 May 2025
- Officer or owner
- Nathan Thomsen is not listed among Parallel Advisors’ executive officers or direct owners.
The firm
Form ADV filed 29 June 2026
Career on record
Nathan Thomsen has been registered through Parallel Advisors since May 2025, and before that through Advisors Capital Management, Advice And Planning Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, Fidelity Brokerage Services, Lincoln Financial Advisors Corporation, Lincoln Financial Advisors Corporation, Metlife Securities, Metlife Securities, Metropolitan Life Insurance Company, Morgan Stanley and Morgan Stanley Dw.
- Parallel Advisors, LLCCurrent– present · 1 yearWarwick, RI · Adviser representative · Firm CRD 140800
- Passed Series 7TO · 2022
- Advisors Capital Management, LLC– · 4 yearsCambridge, MA · Adviser representative · Firm CRD 112266
- Passed SIE · 2018
- Advice And Planning Services– · 2 yearsStamford, CT · Adviser representative · Firm CRD 20472
- Fidelity Personal And Workplace Advisors– · under a yearBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 5 yearsStamford, CT · Adviser representative · Firm CRD 104555
- Fidelity Brokerage Services LLC– · 5 yearsStamford, CT · Adviser representative and broker · Firm CRD 7784
- Lincoln Financial Advisors Corporation– · 4 yearsWindsor, CT · Adviser representative · Firm CRD 3978
- Lincoln Financial Advisors Corporation– · 4 yearsWindsor, CT · Adviser representative and broker · Firm CRD 3978
- Metlife Securities Inc.– · 2 yearsWethersfield, CT · Adviser representative · Firm CRD 14251
- Metlife Securities Inc.– · 2 yearsWethersfield, CT · Adviser representative and broker · Firm CRD 14251
- Metropolitan Life Insurance Company– · 2 yearsShelton, CT · Adviser representative and broker · Firm CRD 4095
- Passed Series 7, Series 66 and Series 31 · 2004
- Morgan Stanley– · 1 yearHartford, CT · Adviser representative · Firm CRD 7556
- Morgan Stanley Dw Inc.– · 1 yearPurchase, NY · Adviser representative and broker · Firm CRD 7556
Registrations and exams
Nathan Thomsen is registered as an investment adviser representative in Rhode Island and Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Rhode Island | Investment adviser representative | Approved | 1 May 2025 |
| Texas | Investment adviser representative | Approved | 1 May 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 February 2004 |
| Series 7TO | General Securities Representative Examination | 22 December 2022 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 31 | Futures Managed Funds Examination | 4 March 2004 |
| Series 7 | General Securities Representative Examination | 3 February 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Adviser record
- Full name
- Nathan Buzaid Thomsen
- CRD
- 4735962
- Registered in
- Rhode Island, Texas
- Office
- Warwick, RI
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Nathan Thomsen work?
Nathan Thomsen is an investment adviser representative registered through Parallel Advisors, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Thomsen a financial advisor?
Yes. Nathan Thomsen is registered as an investment adviser representative in Rhode Island and Texas, through Parallel Advisors since May 2025, as of 14 October 2026.
How many years of experience does Nathan Thomsen have?
Nathan Thomsen has worked in the financial industry for 20 years as of 14 October 2026, counted from 19 May 2006, across 13 adviser firms.
What exams has Nathan Thomsen passed?
Nathan Thomsen has passed 5 licensing exams: the Series 7, Series 66, Series 31, SIE and Series 7TO. The earliest, the Series 7, was passed in February 2004.
Where did Nathan Thomsen work before Parallel Advisors?
Before Parallel Advisors, Nathan Thomsen was registered through Advisors Capital Management, LLC, July 2021 to April 2025; Advice And Planning Services, September 2018 to November 2020; Fidelity Personal And Workplace Advisors, July 2018 to September 2018; Strategic Advisers LLC, April 2013 to July 2018; Fidelity Brokerage Services LLC, April 2013 to August 2018; Lincoln Financial Advisors Corporation, October 2007 to January 2012; Lincoln Financial Advisors Corporation, September 2007 to January 2012; Metlife Securities Inc., June 2005 to October 2007; Metlife Securities Inc., June 2005 to October 2007; Metropolitan Life Insurance Company, June 2005 to July 2007; Morgan Stanley, February 2004 to January 2005; Morgan Stanley Dw Inc., February 2004 to January 2005.
Where is Nathan Thomsen based?
Nathan Thomsen’s registered office is in Warwick, RI.
Leadership at Parallel Advisors
Jerry RendicChief Executive Officer
Diane GabianelliChief Financial Officer
Sangeetha SrinivasanChief Compliance Officer- Daniel HaspelElected Manager
Jacob SchuttChief Wealth Officer